Chapter LIII: Fate Of The Eastern Empire.—Part III. 第五十三章 东罗马帝国的命运——第三节
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The most lofty titles, and the most humble postures, which devotion has applied to the Supreme Being, have been prostituted by flattery and fear to creatures of the same nature with ourselves. The mode of adoration, 49 of falling prostrate on the ground, and kissing the feet of the emperor, was borrowed by Diocletian from Persian servitude; but it was continued and aggravated till the last age of the Greek monarchy. Excepting only on Sundays, when it was waived, from a motive of religious pride, this humiliating reverence was exacted from all who entered the royal presence, from the princes invested with the diadem and purple, and from the ambassadors who represented their independent sovereigns, the caliphs of Asia, Egypt, or Spain, the kings of France and Italy, and the Latin emperors of ancient Rome. In his transactions of business, Liutprand, bishop of Cremona, 50 asserted the free spirit of a Frank and the dignity of his master Otho. Yet his sincerity cannot disguise the abasement of his first audience. When he approached the throne, the birds of the golden tree began to warble their notes, which were accompanied by the roarings of the two lions of gold. With his two companions Liutprand was compelled to bow and to fall prostrate; and thrice to touch the ground with his forehead. He arose, but in the short interval, the throne had been hoisted from the floor to the ceiling, the Imperial figure appeared in new and more gorgeous apparel, and the interview was concluded in haughty and majestic silence. In this honest and curious narrative, the Bishop of Cremona represents the ceremonies of the Byzantine court, which are still practised in the Sublime Porte, and which were preserved in the last age by the dukes of Muscovy or Russia. After a long journey by sea and land, from Venice to Constantinople, the ambassador halted at the golden gate, till he was conducted by the formal officers to the hospitable palace prepared for his reception; but this palace was a prison, and his jealous keepers prohibited all social intercourse either with strangers or natives. At his first audience, he offered the gifts of his master, slaves, and golden vases, and costly armor. The ostentatious payment of the officers and troops displayed before his eyes the riches of the empire: he was entertained at a royal banquet, 51 in which the ambassadors of the nations were marshalled by the esteem or contempt of the Greeks: from his own table, the emperor, as the most signal favor, sent the plates which he had tasted; and his favorites were dismissed with a robe of honor. 52 In the morning and evening of each day, his civil and military servants attended their duty in the palace; their labors were repaid by the sight, perhaps by the smile, of their lord; his commands were signified by a nod or a sign: but all earthly greatness stood silent and submissive in his presence. In his regular or extraordinary processions through the capital, he unveiled his person to the public view: the rites of policy were connected with those of religion, and his visits to the principal churches were regulated by the festivals of the Greek calendar. On the eve of these processions, the gracious or devout intention of the monarch was proclaimed by the heralds. The streets were cleared and purified; the pavement was strewed with flowers; the most precious furniture, the gold and silver plate, and silken hangings, were displayed from the windows and balconies, and a severe discipline restrained and silenced the tumult of the populace. The march was opened by the military officers at the head of their troops: they were followed in long order by the magistrates and ministers of the civil government: the person of the emperor was guarded by his eunuchs and domestics, and at the church door he was solemnly received by the patriarch and his clergy. The task of applause was not abandoned to the rude and spontaneous voices of the crowd. The most convenient stations were occupied by the bands of the blue and green factions of the circus; and their furious conflicts, which had shaken the capital, were insensibly sunk to an emulation of servitude. From either side they echoed in responsive melody the praises of the emperor; their poets and musicians directed the choir, and long life 53 and victory were the burden of every song. The same acclamations were performed at the audience, the banquet, and the church; and as an evidence of boundless sway, they were repeated in the Latin, 54 Gothic, Persian, French, and even English language, 55 by the mercenaries who sustained the real or fictitious character of those nations. By the pen of Constantine Porphyrogenitus, this science of form and flattery has been reduced into a pompous and trifling volume, 56 which the vanity of succeeding times might enrich with an ample supplement. Yet the calmer reflection of a prince would surely suggest that the same acclamations were applied to every character and every reign: and if he had risen from a private rank, he might remember, that his own voice had been the loudest and most eager in applause, at the very moment when he envied the fortune, or conspired against the life, of his predecessor. 57
世人对至高的神灵,本以最崇高的尊号、最卑屈的礼拜相奉;如今阿谀与畏惧却把这些尊号与礼拜,滥加在与我们同类的凡人身上。那套朝拜之礼49——匍匐于地、亲吻皇帝双足——本是戴克里先从波斯的奴颜婢膝中搬来的;此后非但沿袭不辍,且愈演愈烈,直到希腊帝国的末世。惟独礼拜日出于宗教上的矜傲而免行此礼;除此之外,凡觐见御前者,无不被迫行此屈辱之礼:无论是头戴冠冕、身披紫袍的亲王,还是代表其独立君主的使节——亚洲、埃及或西班牙的哈里发,法国与意大利的国王,以及自居古罗马正统的拉丁皇帝——概莫能外。克雷莫纳主教柳特普兰德50在办理公务时,秉持着一个法兰克人不羁的气节,也维护着其主奥托的尊严。然而他纵然坦诚直言,也掩不住初次觐见时所受的折辱。当他走近御座,金树上的鸟儿便啁啾鸣啭,两头黄金雄狮亦随之吼叫。柳特普兰德与两名随从被迫躬身伏地,额头三次触地。待他起身,就在这短短一瞬间,御座已从地面升到了殿顶,皇帝换上了更为华丽的新装,整场接见便在傲慢而威严的沉默中收场。这位克雷莫纳主教如此诚实而有趣地记下了拜占庭宫廷的种种仪节;这些仪节至今仍见于奥斯曼朝廷,晚近时代也曾为莫斯科或俄罗斯的大公们所沿袭。使节自威尼斯出发,海陆兼程,长途跋涉抵达君士坦丁堡,先在金门外驻足等候,由拘于礼数的官员引往一座为接待他而备下的殿舍;然而这殿舍实同牢狱,看守他的人疑忌重重,不许他与外人或本地人有任何往来。初次觐见时,他献上其主的礼物:奴隶、金瓶和名贵的甲胄。官员与军队领饷时故作铺张,把帝国的财富炫示于他眼前;他获邀出席御宴51,各国使节的座次则一凭希腊人的敬重或轻蔑而定;皇帝还从自己的御案上,把他尝过的菜肴赐下,以示莫大恩宠;受其青睐者临别时更获赐荣袍一件。52 每日晨昏,文武臣仆都要入宫当值;他们辛劳一场,所得的报偿不过是望一眼主上,或许还能博得他一笑;皇帝的旨意,只以颔首或手势示下;而世间一切显贵,在他面前都噤声俯首、唯命是从。每逢例行或特设的仪仗队伍穿行都城,他才把自己的容颜显示于众人之前;此时政治的礼仪与宗教的礼仪交织为一,他巡幸各大教堂的日程,也依希腊历法的节庆而定。每逢巡行前夕,传令官便四出宣告皇帝将施恩泽、或将行礼拜的旨意。街道要清空、要洒扫洁净;路面撒满鲜花;最珍贵的陈设、金银器皿和绸缎帷幔,都从窗口和阳台上垂挂展示;森严的禁令则约束着民众,使喧闹归于寂静。队伍先由武官率领各自的部队开道;文官政府的行政长官与大臣们则依序缓缓随行;皇帝本人由宦官与家臣簇拥护卫;行至教堂门口,牧首率其教士郑重相迎。欢呼喝彩之事,绝不听凭群众自发而粗野的呼声。最便利的位置,早由竞技场蓝、绿两党的队列占据;这两党昔日的激烈争斗曾撼动都城,如今却在不知不觉间沦为一场比谁更能谄媚效忠的较量。两边你唱我和,以应答的曲调交相颂扬皇帝;各自的诗人与乐师指挥歌队,每支歌的主旋律无非是祝皇帝万寿53、颂皇帝武功。觐见时、宴饮时、礼拜时,都要唱同样的颂词;而且为了昭示皇权无远弗届,这些颂词还要由雇佣兵们分别用拉丁语54、哥特语、波斯语、法语,乃至英语55反复咏唱——这些雇佣兵,有的真出自那些民族,有的不过冒充而已。这一套讲究排场与谄媚的学问,经生于紫室者君士坦丁亲笔编纂,成了一部堂皇而琐碎的大书56;后世的虚荣心尽可为它续上厚厚的补编。然而但凡一位君主稍加冷静反省,便不难想到:同样的颂词,对每一个人、每一朝都照样奉上;倘若他本是从布衣之身发迹的,或许还会记得:当年他一面觊觎前朝君主的尊荣、甚或图谋其性命,一面却正是那颂声中喊得最响、最卖力的一个。57
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The princes of the North, of the nations, says Constantine, without faith or fame, were ambitious of mingling their blood with the blood of the Caesars, by their marriage with a royal virgin, or by the nuptials of their daughters with a Roman prince. 58 The aged monarch, in his instructions to his son, reveals the secret maxims of policy and pride; and suggests the most decent reasons for refusing these insolent and unreasonable demands. Every animal, says the discreet emperor, is prompted by the distinction of language, religion, and manners. A just regard to the purity of descent preserves the harmony of public and private life; but the mixture of foreign blood is the fruitful source of disorder and discord. Such had ever been the opinion and practice of the sage Romans: their jurisprudence proscribed the marriage of a citizen and a stranger: in the days of freedom and virtue, a senator would have scorned to match his daughter with a king: the glory of Mark Antony was sullied by an Egyptian wife: 59 and the emperor Titus was compelled, by popular censure, to dismiss with reluctance the reluctant Berenice. 60 This perpetual interdict was ratified by the fabulous sanction of the great Constantine. The ambassadors of the nations, more especially of the unbelieving nations, were solemnly admonished, that such strange alliances had been condemned by the founder of the church and city. The irrevocable law was inscribed on the altar of St. Sophia; and the impious prince who should stain the majesty of the purple was excluded from the civil and ecclesiastical communion of the Romans. If the ambassadors were instructed by any false brethren in the Byzantine history, they might produce three memorable examples of the violation of this imaginary law: the marriage of Leo, or rather of his father Constantine the Fourth, with the daughter of the king of the Chozars, the nuptials of the granddaughter of Romanus with a Bulgarian prince, and the union of Bertha of France or Italy with young Romanus, the son of Constantine Porphyrogenitus himself. To these objections three answers were prepared, which solved the difficulty and established the law. I.
据君士坦丁说,北方各邦——那些既无信义、又无声望的民族——的君长,一心想让自己的血脉与恺撒家族的血脉交融:或是迎娶一位皇族处女,或是把女儿嫁给罗马的皇子。58 这位年迈的君主在给儿子的训诫中,道出了施政与自尊的秘要,并为回绝这些傲慢无理的请求提出了最体面的理由。这位审慎的皇帝说,凡有血气者,无不因语言、宗教、风俗之异而各从其类。谨守血统的纯正,才能维系公私生活的和睦;异族血统一旦掺杂,便成祸乱纷争的渊薮。明智的罗马人向来持此见解、行此成规:他们的法律明令禁止公民与外邦人通婚;在自由而有德的时代,一位元老是不屑把女儿许配给国王的;马克·安东尼的荣光,就因娶了一位埃及妻子而蒙污;59 提图斯皇帝也迫于舆论的非议,不得不忍痛遣走同样不舍的贝勒尼刻。60 这道永久的禁令,还假托君士坦丁大帝之名予以追认,凭空添了一层虚妄的神圣。各国使节,尤其是异教邦国的使节,都被郑重告诫:这类异族联姻早已为教会与都城的奠基者所斥责。这道不可更改的律令镌刻在圣索菲亚教堂的祭坛上;哪一位不虔敬的君主若玷污了紫袍的尊严,便要被逐出罗马人的世俗与教会团契之外。倘若这些使节曾得某个谙熟拜占庭掌故、心怀叵测的内应指点,他们本可举出三桩违犯这条子虚律令的著名先例:其一,利奥——更确切地说是其父君士坦丁四世——迎娶可萨国王之女;其二,罗曼努斯的孙女下嫁一位保加利亚王子;其三,来自法国(或说意大利)的贝尔塔与小罗曼努斯——即生于紫室者君士坦丁本人之子——的结合。对这些非难,宫廷早已备下三条答复,既化解了难题,又重申了律令。其一。
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The deed and the guilt of Constantine Copronymus were acknowledged. The Isaurian heretic, who sullied the baptismal font, and declared war against the holy images, had indeed embraced a Barbarian wife. By this impious alliance he accomplished the measure of his crimes, and was devoted to the just censure of the church and of posterity. II. Romanus could not be alleged as a legitimate emperor; he was a plebeian usurper, ignorant of the laws, and regardless of the honor, of the monarchy. His son Christopher, the father of the bride, was the third in rank in the college of princes, at once the subject and the accomplice of a rebellious parent. The Bulgarians were sincere and devout Christians; and the safety of the empire, with the redemption of many thousand captives, depended on this preposterous alliance. Yet no consideration could dispense from the law of Constantine: the clergy, the senate, and the people, disapproved the conduct of Romanus; and he was reproached, both in his life and death, as the author of the public disgrace. III. For the marriage of his own son with the daughter of Hugo, king of Italy, a more honorable defence is contrived by the wise Porphyrogenitus. Constantine, the great and holy, esteemed the fidelity and valor of the Franks; 61 and his prophetic spirit beheld the vision of their future greatness. They alone were excepted from the general prohibition: Hugo, king of France, was the lineal descendant of Charlemagne; 62 and his daughter Bertha inherited the prerogatives of her family and nation. The voice of truth and malice insensibly betrayed the fraud or error of the Imperial court. The patrimonial estate of Hugo was reduced from the monarchy of France to the simple county of Arles; though it was not denied, that, in the confusion of the times, he had usurped the sovereignty of Provence, and invaded the kingdom of Italy. His father was a private noble; and if Bertha derived her female descent from the Carlovingian line, every step was polluted with illegitimacy or vice. The grandmother of Hugo was the famous Valdrada, the concubine, rather than the wife, of the second Lothair; whose adultery, divorce, and second nuptials, had provoked against him the thunders of the Vatican. His mother, as she was styled, the great Bertha, was successively the wife of the count of Arles and of the marquis of Tuscany: France and Italy were scandalized by her gallantries; and, till the age of threescore, her lovers, of every degree, were the zealous servants of her ambition. The example of maternal incontinence was copied by the king of Italy; and the three favorite concubines of Hugo were decorated with the classic names of Venus, Juno, and Semele. 63 The daughter of Venus was granted to the solicitations of the Byzantine court: her name of Bertha was changed to that of Eudoxia; and she was wedded, or rather betrothed, to young Romanus, the future heir of the empire of the East. The consummation of this foreign alliance was suspended by the tender age of the two parties; and, at the end of five years, the union was dissolved by the death of the virgin spouse. The second wife of the emperor Romanus was a maiden of plebeian, but of Roman, birth; and their two daughters, Theophano and Anne, were given in marriage to the princes of the earth. The eldest was bestowed, as the pledge of peace, on the eldest son of the great Otho, who had solicited this alliance with arms and embassies. It might legally be questioned how far a Saxon was entitled to the privilege of the French nation; but every scruple was silenced by the fame and piety of a hero who had restored the empire of the West. After the death of her father-in-law and husband, Theophano governed Rome, Italy, and Germany, during the minority of her son, the third Otho; and the Latins have praised the virtues of an empress, who sacrificed to a superior duty the remembrance of her country. 64 In the nuptials of her sister Anne, every prejudice was lost, and every consideration of dignity was superseded, by the stronger argument of necessity and fear. A Pagan of the North, Wolodomir, great prince of Russia, aspired to a daughter of the Roman purple; and his claim was enforced by the threats of war, the promise of conversion, and the offer of a powerful succor against a domestic rebel. A victim of her religion and country, the Grecian princess was torn from the palace of her fathers, and condemned to a savage reign, and a hopeless exile on the banks of the Borysthenes, or in the neighborhood of the Polar circle. 65 Yet the marriage of Anne was fortunate and fruitful: the daughter of her grandson Joroslaus was recommended by her Imperial descent; and the king of France, Henry I., sought a wife on the last borders of Europe and Christendom. 66
君士坦丁·科普罗尼穆斯的这桩行径及其罪咎,宫廷是承认的。这个伊苏里亚的异端分子,玷污了洗礼盆,又向圣像宣战,确实娶了一位蛮族妻子。他借这桩不敬神的联姻,使自己的罪恶登峰造极,遂为教会与后世的公正谴责所不容。其二,罗曼努斯算不得合法的皇帝:他不过是个出身平民的篡位者,既不懂帝国的法度,也不顾帝国的体面。他的儿子克里斯托弗——即那新娘之父——在诸帝之列中位居第三,既是这叛逆之父的臣属,又是其同谋。保加利亚人本是虔诚笃信的基督徒;而帝国的安危、乃至数千名俘虏的赎回,都系于这桩荒唐的联姻。然而无论有何等考量,都不能豁免君士坦丁定下的律令:教士、元老院与民众都不认可罗曼努斯的做法;无论生前身后,他都被斥为这桩公共耻辱的祸首。其三,至于他亲子与意大利国王胡果之女的婚事,睿智的生于紫室者则设法给出了一番更体面的辩解。伟大而神圣的君士坦丁一向敬重法兰克人的忠诚与勇武61,他那先知般的睿识早已预见了他们日后的煊赫。唯有法兰克人不在这普遍禁令之列:法国国王胡果乃查理曼的直系后裔62,其女贝尔塔便承袭了本家族与本民族的这一特权。然而真相与恶意之声,不觉间便揭穿了帝国宫廷的这番作伪或谬误。胡果祖传的产业,其实远非什么法兰西王国,只不过是小小的阿尔勒伯爵领——虽说无人否认,他曾趁时局纷乱窃据普罗旺斯的主权,又入侵意大利王国。他父亲不过是个寻常贵族;而贝尔塔纵然从母系上溯得出加洛林一脉,这世系的每一环也都沾染着私生或淫秽的污点。胡果的祖母便是那名声在外的瓦尔德拉达——她之于洛泰尔二世,与其说是妻子,不如说是姘妇;洛泰尔的通奸、休妻与再娶,曾招来梵蒂冈的雷霆震怒。他母亲——号称“大贝尔塔”的那位——先后做过阿尔勒伯爵与托斯卡纳侯爵的妻子;她的风流韵事传遍法国与意大利,惹得人人侧目;直到六旬之年,她那些三教九流的情夫仍是她野心的热心走卒。这位意大利国王把母亲淫纵的样子学了个十足:胡果最宠爱的三名姬妾,分别得了维纳斯、朱诺、塞墨勒这几个古典的美名。63 拜占庭宫廷屡屡求亲,于是“维纳斯”所生之女便被许了出去:她原名贝尔塔,此时改称欧多克西娅,嫁给——或不如说许配给——日后东帝国的继承人小罗曼努斯。只因两人年纪尚幼,这桩异邦联姻迟迟未能圆房;五年之后,那尚是处子的新娘一死,婚约也就此了结。罗曼努斯皇帝的第二任妻子,是个出身平民却是罗马血统的姑娘;两人所生的两个女儿塞奥法诺与安妮,都嫁给了世上的君王。长女作为和平的信物,许配给了伟大的奥托的长子——奥托曾一面陈兵、一面遣使来求这门亲事。若照律法深究,一个撒克逊人究竟有几分资格享有法兰克民族的这项特权,本大可存疑;然而这位重振西方帝国的英雄,声名与虔诚俱著,一切疑虑也就随之烟消。公公与丈夫相继去世后,塞奥法诺在幼子奥托三世未成年期间,代理统治着罗马、意大利与日耳曼;拉丁人盛赞这位皇后德行卓著,说她为了更崇高的职责,甘愿把对故国的眷念抛诸脑后。64 而她妹妹安妮的婚事,则在“迫不得已”与“心存畏惧”这更有力的理由面前,一切成见尽失、一切体面之虑也都靠了边。北方的一个异教徒、罗斯大公弗拉基米尔,竟妄想娶一位罗马紫袍皇室之女;他为达此愿,一面以战争相威胁,一面许诺皈依基督,又答应出兵援助帝国平定内乱。这位希腊公主遂成了宗教与国家的祭品,被从先辈的宫殿中生生夺走,注定要在博里斯提尼斯河畔、近乎北极圈的荒蛮之地,度过一段野蛮的治世与无望的流放。65 然而安妮的婚姻却美满而多子多孙:她孙儿雅罗斯拉夫的女儿,正因这一皇族血统而身价倍增;法国国王亨利一世竟远赴欧洲与基督教世界的最边陲,去求娶她为妻。66
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In the Byzantine palace, the emperor was the first slave of the ceremonies which he imposed, of the rigid forms which regulated each word and gesture, besieged him in the palace, and violated the leisure of his rural solitude. But the lives and fortunes of millions hung on his arbitrary will; and the firmest minds, superior to the allurements of pomp and luxury, may be seduced by the more active pleasure of commanding their equals. The legislative and executive powers were centred in the person of the monarch, and the last remains of the authority of the senate were finally eradicated by Leo the philosopher. 67 A lethargy of servitude had benumbed the minds of the Greeks: in the wildest tumults of rebellion they never aspired to the idea of a free constitution; and the private character of the prince was the only source and measure of their public happiness. Superstition rivetted their chains; in the church of St. Sophia he was solemnly crowned by the patriarch; at the foot of the altar, they pledged their passive and unconditional obedience to his government and family. On his side he engaged to abstain as much as possible from the capital punishments of death and mutilation; his orthodox creed was subscribed with his own hand, and he promised to obey the decrees of the seven synods, and the canons of the holy church. 68 But the assurance of mercy was loose and indefinite: he swore, not to his people, but to an invisible judge; and except in the inexpiable guilt of heresy, the ministers of heaven were always prepared to preach the indefeasible right, and to absolve the venial transgressions, of their sovereign. The Greek ecclesiastics were themselves the subjects of the civil magistrate: at the nod of a tyrant, the bishops were created, or transferred, or deposed, or punished with an ignominious death: whatever might be their wealth or influence, they could never succeed like the Latin clergy in the establishment of an independent republic; and the patriarch of Constantinople condemned, what he secretly envied, the temporal greatness of his Roman brother. Yet the exercise of boundless despotism is happily checked by the laws of nature and necessity. In proportion to his wisdom and virtue, the master of an empire is confined to the path of his sacred and laborious duty. In proportion to his vice and folly, he drops the sceptre too weighty for his hands; and the motions of the royal image are ruled by the imperceptible thread of some minister or favorite, who undertakes for his private interest to exercise the task of the public oppression. In some fatal moment, the most absolute monarch may dread the reason or the caprice of a nation of slaves; and experience has proved, that whatever is gained in the extent, is lost in the safety and solidity, of regal power.
在拜占庭的宫廷里,皇帝其实是他自己所定礼仪的头一个奴隶:那套刻板的规矩约束着他的一言一行,把他团团困在宫中,连他退居乡间独处的闲暇也不得安宁。可是千百万人的生死荣枯,都悬于他一人的专断意志之上;纵是意志最坚定、不为浮华奢靡所动的人,也难免受一种更实在的快感所诱——那便是发号施令、驱使与自己平等之人的快感。立法与行政大权尽归君主一身;元老院残存的最后一点权柄,也终于被哲人利奥彻底铲除。67 一种奴性的麻木早已使希腊人的心智昏沉不振:即便在最狂暴的叛乱中,他们也从不曾向往过一部自由的宪政;君主个人品性如何,成了他们公共福祉的唯一源泉与唯一尺度。迷信更把他们的锁链铆得死死的:皇帝在圣索菲亚教堂由牧首郑重加冕;就在祭坛脚下,臣民立誓对他的政权与家族俯首帖耳、无条件顺从。皇帝这一方则承诺:尽可能少用死刑与肉刑;他亲手在正统信经上签名,并保证遵奉七次大公会议的教令与圣教会的教规。68 然而这仁慈的保证既松泛又含混:他起誓的对象不是他的子民,而是一位无形的审判者;除了异端这桩无从赎免的大罪之外,那些上天的仆役随时准备着宣讲君主不可剥夺的权利,并赦免他种种可以宽宥的小过。希腊的教士本身就是世俗官长治下的臣民:暴君一颔首,主教便可被册立、调任、废黜,或被处以不名誉的死刑;无论他们多么富有、多么有势,也终究不能像拉丁教士那样建立起一个独立自主的教会邦国;君士坦丁堡的牧首一面谴责其罗马同道所享的世俗尊荣,一面却暗自艳羡。所幸无边的专制权力,终究受着自然律与必然之势的节制。一位帝国之主愈是明智有德,就愈被约束在那神圣而艰辛的职责正道之上;愈是荒淫昏聩,就愈是握不住那太过沉重的权杖,任凭它从手中脱落;于是这尊御座上的偶像,其一举一动,都被某个大臣或宠幸以一根无形的丝线牵动着——此人为了一己私利,甘愿代行那压迫万民的勾当。在某个致命的关头,纵是最专制的君主,也可能对一群奴隶般的臣民心生畏惧:既怕他们的理智,也怕他们的任性;经验早已证明:王权在广度上有所得,必在稳固与安全上有所失。
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Whatever titles a despot may assume, whatever claims he may assert, it is on the sword that he must ultimately depend to guard him against his foreign and domestic enemies. From the age of Charlemagne to that of the Crusades, the world (for I overlook the remote monarchy of China) was occupied and disputed by the three great empires or nations of the Greeks, the Saracens, and the Franks. Their military strength may be ascertained by a comparison of their courage, their arts and riches, and their obedience to a supreme head, who might call into action all the energies of the state. The Greeks, far inferior to their rivals in the first, were superior to the Franks, and at least equal to the Saracens, in the second and third of these warlike qualifications.
一个专制君主,无论加于己身的是何等尊号,无论提出的是何等主张,说到底,能护他御却内外之敌的,唯有刀剑。自查理曼的时代直到十字军东征的时代,整个世界(这里我姑且撇开遥远的中华帝国不论),为三大帝国或民族——希腊人、萨拉森人与法兰克人——所占据、所争夺。要衡量三者的军事实力,可就三点加以比较:勇武之气,技艺与财富,以及对一位最高首领的服从——此人能调动一国的全部力量。论头一项,希腊人远逊于其对手;但论后两项用兵的本钱,他们却胜过法兰克人,至少也与萨拉森人不相上下。
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The wealth of the Greeks enabled them to purchase the service of the poorer nations, and to maintain a naval power for the protection of their coasts and the annoyance of their enemies. 69 A commerce of mutual benefit exchanged the gold of Constantinople for the blood of Sclavonians and Turks, the Bulgarians and Russians: their valor contributed to the victories of Nicephorus and Zimisces; and if a hostile people pressed too closely on the frontier, they were recalled to the defence of their country, and the desire of peace, by the well-managed attack of a more distant tribe. 70 The command of the Mediterranean, from the mouth of the Tanais to the columns of Hercules, was always claimed, and often possessed, by the successors of Constantine. Their capital was filled with naval stores and dexterous artificers: the situation of Greece and Asia, the long coasts, deep gulfs, and numerous islands, accustomed their subjects to the exercise of navigation; and the trade of Venice and Amalfi supplied a nursery of seamen to the Imperial fleet. 71 Since the time of the Peloponnesian and Punic wars, the sphere of action had not been enlarged; and the science of naval architecture appears to have declined. The art of constructing those stupendous machines which displayed three, or six, or ten, ranges of oars, rising above, or falling behind, each other, was unknown to the ship-builders of Constantinople, as well as to the mechanicians of modern days. 72 The Dromones, 73 or light galleys of the Byzantine empire, were content with two tier of oars; each tier was composed of five-and-twenty benches; and two rowers were seated on each bench, who plied their oars on either side of the vessel. To these we must add the captain or centurion, who, in time of action, stood erect with his armor-bearer on the poop, two steersmen at the helm, and two officers at the prow, the one to manage the anchor, the other to point and play against the enemy the tube of liquid fire. The whole crew, as in the infancy of the art, performed the double service of mariners and soldiers; they were provided with defensive and offensive arms, with bows and arrows, which they used from the upper deck, with long pikes, which they pushed through the portholes of the lower tier. Sometimes, indeed, the ships of war were of a larger and more solid construction; and the labors of combat and navigation were more regularly divided between seventy soldiers and two hundred and thirty mariners. But for the most part they were of the light and manageable size; and as the Cape of Malea in Peloponnesus was still clothed with its ancient terrors, an Imperial fleet was transported five miles over land across the Isthmus of Corinth. 74 The principles of maritime tactics had not undergone any change since the time of Thucydides: a squadron of galleys still advanced in a crescent, charged to the front, and strove to impel their sharp beaks against the feeble sides of their antagonists. A machine for casting stones and darts was built of strong timbers, in the midst of the deck; and the operation of boarding was effected by a crane that hoisted baskets of armed men. The language of signals, so clear and copious in the naval grammar of the moderns, was imperfectly expressed by the various positions and colors of a commanding flag. In the darkness of the night, the same orders to chase, to attack, to halt, to retreat, to break, to form, were conveyed by the lights of the leading galley. By land, the fire-signals were repeated from one mountain to another; a chain of eight stations commanded a space of five hundred miles; and Constantinople in a few hours was apprised of the hostile motions of the Saracens of Tarsus. 75 Some estimate may be formed of the power of the Greek emperors, by the curious and minute detail of the armament which was prepared for the reduction of Crete. A fleet of one hundred and twelve galleys, and seventy-five vessels of the Pamphylian style, was equipped in the capital, the islands of the Aegean Sea, and the seaports of Asia, Macedonia, and Greece. It carried thirty-four thousand mariners, seven thousand three hundred and forty soldiers, seven hundred Russians, and five thousand and eighty-seven Mardaites, whose fathers had been transplanted from the mountains of Libanus. Their pay, most probably of a month, was computed at thirty-four centenaries of gold, about one hundred and thirty-six thousand pounds sterling. Our fancy is bewildered by the endless recapitulation of arms and engines, of clothes and linen, of bread for the men and forage for the horses, and of stores and utensils of every description, inadequate to the conquest of a petty island, but amply sufficient for the establishment of a flourishing colony. 76
希腊人的财富,使他们既能雇来较贫穷的民族为其效力,又能维持一支海军,用以护卫海岸、袭扰敌人。69 一桩两利的交易,用君士坦丁堡的黄金,换来斯拉夫人、突厥人、保加利亚人与罗斯人的鲜血:这些人的骁勇,为尼基弗鲁斯与齐米斯基斯的胜利立下功劳;而每当某个敌对民族在边境逼得太紧,帝国便巧妙地策动一个更远的部落去攻击其后方,逼得他们不得不撤兵回国自保,转而渴求和平。70 从塔奈斯河口直到赫拉克勒斯之柱,整个地中海的制海权,君士坦丁的继承者们始终宣称归己所有,且往往确能掌控。他们的都城堆满了海军物资,也云集着能工巧匠;希腊与亚细亚一带地形特殊,海岸绵长、海湾深阔、岛屿星罗,使当地居民惯于操舟航海;而威尼斯与阿马尔菲的商贸,更为帝国舰队源源不断地输送水手。71 自伯罗奔尼撒战争与布匿战争以来,海战的活动范围并无拓展,造船之术反倒似乎日渐衰退。古时那种叠置三层、六层乃至十层桨座、层层错落、高下相接的庞然巨舰,其营造之法,无论君士坦丁堡的造船匠,还是今世的机械师,都同样一无所知。72 拜占庭帝国的德罗蒙战船73,或称轻型桨帆船,只满足于两层桨座;每层设二十五排桨凳,每排凳上坐两名桨手,分在船的两舷划桨。此外还须加上船长(或称百夫长)——临战时他与执甲的侍从直立于船尾楼上——以及舵位上的两名舵手、船首的两名军官,一人管锚,一人则操着那喷射液火的管子,对准敌船施放。全船船员一如航海术初创之时,身兼水手与士兵二职;他们既备有护身的甲胄,又持有进攻的兵器:弓箭在上层甲板上放射,长矛则从下层桨座的舷孔中戳刺而出。诚然,有时战船也造得更大、更坚固,作战与操航之责便较为分明地由七十名士兵与二百三十名水手分担。但战船大多仍取轻便易操之型;又因伯罗奔尼撒的马莱阿角依旧笼罩着古来的凶险声名,帝国的一支舰队竟被从陆上拖行五英里,横越科林斯地峡。74 海战战术的基本原理,自修昔底德的时代以来未曾有半点改变:一队桨帆船仍旧列成新月阵形推进,向正面冲锋,力图以尖锐的船首撞角撞向敌船脆弱的舷侧。甲板正中用坚木架起一具抛掷石块与标枪的器械;至于跳帮登船,则靠一具吊车把满载武装士兵的吊篮吊送过去。信号语言在今人的海军规程中既明晰又丰富,当时却只能靠一面指挥旗的不同位置与颜色勉强表达,远不完备。到了夜色深沉之际,追击、进攻、停止、撤退、散开、列阵等种种号令,便改由旗舰上的灯火传递。在陆上,烽火则由一山传向一山;八座烽燧连成一线,可覆盖五百英里之遥;塔尔苏斯的萨拉森人一有敌对动向,君士坦丁堡数小时之内便能得知。75 希腊诸帝的国力究竟如何,从那支为征服克里特岛而筹备的远征军的详尽细目中,或可略见一斑。这支舰队共有桨帆船一百一十二艘、潘菲利亚式船只七十五艘,分别在都城、爱琴海诸岛,以及亚细亚、马其顿、希腊的各处海港装备起来。船上载着水手三万四千名、士兵七千三百四十名、罗斯人七百名,还有马尔达人五千零八十七名——他们的祖辈是从黎巴嫩山区迁来的。他们的饷银(多半是一个月的数目),折合黄金三十四森特纳里,约值十三万六千英镑。兵器与器械、衣物与麻布、给养兵士的面包与喂养马匹的草料,乃至形形色色的储备与用具,账目开列没完没了,直教我们眼花缭乱——这样一份清单,用来攻取一座蕞尔小岛未免过奢,用来建立一处繁荣的殖民地却绰绰有余。76
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The invention of the Greek fire did not, like that of gun powder, produce a total revolution in the art of war. To these liquid combustibles the city and empire of Constantine owed their deliverance; and they were employed in sieges and sea-fights with terrible effect. But they were either less improved, or less susceptible of improvement: the engines of antiquity, the catapultae, balistae, and battering-rams, were still of most frequent and powerful use in the attack and defence of fortifications; nor was the decision of battles reduced to the quick and heavy fire of a line of infantry, whom it were fruitless to protect with armor against a similar fire of their enemies. Steel and iron were still the common instruments of destruction and safety; and the helmets, cuirasses, and shields, of the tenth century did not, either in form or substance, essentially differ from those which had covered the companions of Alexander or Achilles. 77 But instead of accustoming the modern Greeks, like the legionaries of old, to the constant and easy use of this salutary weight, their armor was laid aside in light chariots, which followed the march, till, on the approach of an enemy, they resumed with haste and reluctance the unusual encumbrance. Their offensive weapons consisted of swords, battle-axes, and spears; but the Macedonian pike was shortened a fourth of its length, and reduced to the more convenient measure of twelve cubits or feet. The sharpness of the Scythian and Arabian arrows had been severely felt; and the emperors lament the decay of archery as a cause of the public misfortunes, and recommend, as an advice and a command, that the military youth, till the age of forty, should assiduously practise the exercise of the bow. 78 The bands, or regiments, were usually three hundred strong; and, as a medium between the extremes of four and sixteen, the foot soldiers of Leo and Constantine were formed eight deep; but the cavalry charged in four ranks, from the reasonable consideration, that the weight of the front could not be increased by any pressure of the hindmost horses. If the ranks of the infantry or cavalry were sometimes doubled, this cautious array betrayed a secret distrust of the courage of the troops, whose numbers might swell the appearance of the line, but of whom only a chosen band would dare to encounter the spears and swords of the Barbarians. The order of battle must have varied according to the ground, the object, and the adversary; but their ordinary disposition, in two lines and a reserve, presented a succession of hopes and resources most agreeable to the temper as well as the judgment of the Greeks. 79 In case of a repulse, the first line fell back into the intervals of the second; and the reserve, breaking into two divisions, wheeled round the flanks to improve the victory or cover the retreat. Whatever authority could enact was accomplished, at least in theory, by the camps and marches, the exercises and evolutions, the edicts and books, of the Byzantine monarch. 80 Whatever art could produce from the forge, the loom, or the laboratory, was abundantly supplied by the riches of the prince, and the industry of his numerous workmen. But neither authority nor art could frame the most important machine, the soldier himself; and if the ceremonies of Constantine always suppose the safe and triumphal return of the emperor, 81 his tactics seldom soar above the means of escaping a defeat, and procrastinating the war. 82 Notwithstanding some transient success, the Greeks were sunk in their own esteem and that of their neighbors. A cold hand and a loquacious tongue was the vulgar description of the nation: the author of the tactics was besieged in his capital; and the last of the Barbarians, who trembled at the name of the Saracens, or Franks, could proudly exhibit the medals of gold and silver which they had extorted from the feeble sovereign of Constantinople. What spirit their government and character denied, might have been inspired in some degree by the influence of religion; but the religion of the Greeks could only teach them to suffer and to yield. The emperor Nicephorus, who restored for a moment the discipline and glory of the Roman name, was desirous of bestowing the honors of martyrdom on the Christians who lost their lives in a holy war against the infidels. But this political law was defeated by the opposition of the patriarch, the bishops, and the principal senators; and they strenuously urged the canons of St. Basil, that all who were polluted by the bloody trade of a soldier should be separated, during three years, from the communion of the faithful. 83
希腊火的发明,不像火药那样,在用兵之术上掀起一场彻底的变革。君士坦丁的都城与帝国,屡屡靠这种液态燃烧剂化险为夷;无论攻城还是海战,它一经施用,便有骇人的威力。但这种火剂要么少有改进,要么本就难以改进:攻守城池之际,古时的器械——弩炮、投石机与撞城槌——依旧用得最多、也最见威力;胜负的关键,也还没有沦为一列步兵密集而急促的火力交锋——若到那一步,再给这些步兵披甲以抵御敌方同样的火力,也是徒劳无益的了。钢与铁仍是杀伤与防护的寻常凭借;十世纪的头盔、胸甲与盾牌,无论式样还是质地,都同当年披挂在亚历山大或阿喀琉斯麾下将士身上的没有本质区别。77 只是当今的希腊人不像古时的军团士兵那样惯于随时轻松地负荷这有益的重量;他们把甲胄卸下,放在随军跟进的轻车上,直到敌人逼近,才手忙脚乱、老大不情愿地重新披上这久违的累赘。他们进攻用的兵器有刀剑、战斧和长矛;不过马其顿长矛已被截去四分之一,缩短到更便于使用的十二腕尺(即十二英尺)。斯基泰人与阿拉伯人箭矢的犀利,希腊人早已痛感于身;因此历代皇帝哀叹弓术的荒废实为国难的一大根源,遂既作劝勉、又下令谕:凡尚在军中的青壮,直到四十岁,都须勤习弓射。78 一队(或说一团)通常三百人;步兵纵深则取四列与十六列这两个极端之间的折中,利奥与君士坦丁麾下的步兵一律列作八列纵深;骑兵冲锋则只列四列,其中的道理也在情理之中:后排战马再怎么往前挤,也无从增添前锋的冲击分量。步兵或骑兵的列数有时加倍,这种谨慎的布阵却泄露了对士气暗藏的不信任:人数固然能撑起阵线的声势,可其中真敢去迎那蛮族矛剑的,也不过一小撮精选之士罢了。战阵的布置,自当因地形、因目标、因对手而变;但他们通常摆成两线加一支预备队,层层留有指望与后手,这最合希腊人的脾性,也最合他们的判断。79 一旦头一线被击退,便退入第二线的间隙之中;预备队则分作两股,绕向两翼包抄,或乘胜扩大战果,或掩护全军撤退。凡权威所能规定的,拜占庭君主借着营垒与行军、操练与阵法变换、诏令与兵书,至少在纸面上都一一做到了。80 凡工艺所能造出的,无论出自锻炉、织机还是作坊,也都靠君主的财力与众多工匠的辛勤而供应无缺。然而无论权威还是工艺,都锻造不出那最要紧的一部“机器”——士兵本身;君士坦丁的《典仪论》里处处预设着皇帝安然凯旋81,可他的兵法,除了如何免于一败、如何把战事一拖再拖之外,便鲜有更高明的谋略了。82 尽管偶有一时的得手,希腊人无论在自己眼中还是在邻邦眼中,都已一落千丈。“手冷心怯,舌长善辩”,是坊间对这个民族的谑评;那部《战术》的作者,本人却在都城中被敌军围困;而连最微不足道的蛮族——他们一听萨拉森人或法兰克人之名便浑身发抖——也能得意地炫示从君士坦丁堡那软弱君主手里勒索来的金银赏牌。他们的政制与民族性所欠缺的那股锐气,本或可借宗教的力量多少激发一二;无奈希腊人的宗教,只教得会他们忍受与退让。尼基弗鲁斯皇帝曾一度重振罗马之名的军纪与荣光,他有意把殉道者的荣誉,授予那些在讨伐异教徒的圣战中捐躯的基督徒。但这道出于政治考量的法令,终因牧首、主教与主要元老们的反对而作罢;他们援引圣巴西尔的教规力争,说凡因当兵这血腥营生而沾染污秽者,都须在三年之内摒于信徒的圣餐团契之外。83
¶
These scruples of the Greeks have been compared with the tears of the primitive Moslems when they were held back from battle; and this contrast of base superstition and high-spirited enthusiasm, unfolds to a philosophic eye the history of the rival nations. The subjects of the last caliphs 84 had undoubtedly degenerated from the zeal and faith of the companions of the prophet. Yet their martial creed still represented the Deity as the author of war: 85 the vital though latent spark of fanaticism still glowed in the heart of their religion, and among the Saracens, who dwelt on the Christian borders, it was frequently rekindled to a lively and active flame. Their regular force was formed of the valiant slaves who had been educated to guard the person and accompany the standard of their lord: but the Mussulman people of Syria and Cilicia, of Africa and Spain, was awakened by the trumpet which proclaimed a holy war against the infidels. The rich were ambitious of death or victory in the cause of God; the poor were allured by the hopes of plunder; and the old, the infirm, and the women, assumed their share of meritorious service by sending their substitutes, with arms and horses, into the field. These offensive and defensive arms were similar in strength and temper to those of the Romans, whom they far excelled in the management of the horse and the bow: the massy silver of their belts, their bridles, and their swords, displayed the magnificence of a prosperous nation; and except some black archers of the South, the Arabs disdained the naked bravery of their ancestors. Instead of wagons, they were attended by a long train of camels, mules, and asses: the multitude of these animals, whom they bedecked with flags and streamers, appeared to swell the pomp and magnitude of their host; and the horses of the enemy were often disordered by the uncouth figure and odious smell of the camels of the East. Invincible by their patience of thirst and heat, their spirits were frozen by a winter’s cold, and the consciousness of their propensity to sleep exacted the most rigorous precautions against the surprises of the night. Their order of battle was a long square of two deep and solid lines; the first of archers, the second of cavalry. In their engagements by sea and land, they sustained with patient firmness the fury of the attack, and seldom advanced to the charge till they could discern and oppress the lassitude of their foes. But if they were repulsed and broken, they knew not how to rally or renew the combat; and their dismay was heightened by the superstitious prejudice, that God had declared himself on the side of their enemies. The decline and fall of the caliphs countenanced this fearful opinion; nor were there wanting, among the Mahometans and Christians, some obscure prophecies 86 which prognosticated their alternate defeats. The unity of the Arabian empire was dissolved, but the independent fragments were equal to populous and powerful kingdoms; and in their naval and military armaments, an emir of Aleppo or Tunis might command no despicable fund of skill, and industry, and treasure. In their transactions of peace and war with the Saracens, the princes of Constantinople too often felt that these Barbarians had nothing barbarous in their discipline; and that if they were destitute of original genius, they had been endowed with a quick spirit of curiosity and imitation. The model was indeed more perfect than the copy; their ships, and engines, and fortifications, were of a less skilful construction; and they confess, without shame, that the same God who has given a tongue to the Arabians, had more nicely fashioned the hands of the Chinese, and the heads of the Greeks. 87
希腊人的这类顾忌,曾有人拿来与早期穆斯林被拦阻、不得上阵时所落的眼泪相对照;一边是卑下的迷信,一边是昂扬的热忱,这一对照在善思者眼中,恰好把这两个敌对民族的历史展现无遗。末代诸哈里发84的臣民,较之先知那些门徒的热忱与信仰,无疑已经堕落了。然而他们尚武的信条,仍把真主奉为战争的主宰85:那股狂热的火星虽已潜伏,却仍在他们宗教的核心处生生不息;而在毗邻基督教边境而居的萨拉森人中间,它更常被重新煽成一团鲜活炽烈的火焰。他们的正规军由骁勇的奴隶组成,这些奴隶自幼受训,专为护卫主上、随扈其军旗;而叙利亚、奇里乞亚、非洲与西班牙的穆斯林民众,则一听那号角吹响、宣告向异教徒开圣战,便闻声而起。富者巴望着为主道而死、或为主道而胜;贫者则受劫掠之望的引诱;至于老者、病弱与妇人,也各尽一份“善功”,出资遣人替己上阵,连同兵器战马一并送往战场。他们攻守用的兵器,就坚度与韧性而言与罗马人的相仿,而论驭马与用弓,则远胜罗马人;他们腰带、马勒与佩剑上厚重的白银,尽显一个殷富民族的豪奢;除了南方一些黑肤弓手之外,阿拉伯人已不屑再学祖辈那种赤身露体的悍勇。他们不用大车,而以长长一列骆驼、骡子和驴随行;这些牲口成群结队,身上还饰以旗幡彩带,看去愈发烘托出大军的声势与浩大;而敌方的战马,也每每被这东方骆驼古怪的形貌与刺鼻的气味惊得阵脚大乱。他们能耐渴、耐暑,于此无人能敌;可一遇冬寒,意气便冻僵消沉;又因自知贪睡,故而对夜间遭袭一事,防范得格外森严。他们的战阵是一个长方形,由两道纵深而密实的横列构成:前列为弓手,后列为骑兵。无论海战陆战,他们都能沉着坚忍地承受敌军猛攻,轻易不主动出击,总要等看出对手已现疲态,才乘势压上。可一旦被击退、阵形溃散,他们便不知如何重整旗鼓、再战一场;而一种迷信的成见更加重了他们的沮丧,以为真主已表明站到了敌人那一边。诸哈里发的衰亡,似乎正给这种可怕的念头添了佐证;无论在穆斯林还是基督徒中间,也从不缺一些晦涩的预言86,预告着双方轮番落败。阿拉伯帝国的一统虽已瓦解,可分裂出的各个自立邦国,仍抵得上人口稠密、实力雄厚的王国;论海陆军备,一位阿勒颇或突尼斯的埃米尔,所能调用的技艺、人力与财富,也着实不可小觑。在与萨拉森人的和战往来中,君士坦丁堡的君主们不止一次地体会到:这些蛮族的军纪之中,其实并无半点蛮野;他们纵然缺乏独创的天才,却天生一副敏于好奇、善于模仿的性情。诚然,原本总比摹本更臻完美:他们的船只、器械与工事,做工都要逊色一些;而他们也毫不羞愧地承认:赐给阿拉伯人一条利舌的那同一位真主,把中国人的双手和希腊人的头脑造得更为精巧。87
Notes 注释
49
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The respectful salutation of carrying the hand to the mouth, ad os, is the root of the Latin word adoro, adorare. See our learned Selden, (vol. iii. p. 143-145, 942,) in his Titles of Honor. It seems, from the 1st book of Herodotus, to be of Persian origin.
以手抚口、ad os(意为“至于口”)这种恭敬的致意方式,正是拉丁词 adoro、adorare(朝拜)的词源。参见博学的塞尔登所著《荣衔论》(Titles of Honor,vol. iii. p. 143-145, 942)。据希罗多德著作第一卷所载,此俗似乎源出波斯。
50
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The two embassies of Liutprand to Constantinople, all that he saw or suffered in the Greek capital, are pleasantly described by himself (Hist. l. vi. c. 1-4, p. 469-471. Legatio ad Nicephorum Phocam, p. 479-489.)
柳特普兰德两度出使君士坦丁堡,在这希腊都城的种种见闻与遭际,都由他本人生动地记述了下来(Hist. l. vi. c. 1-4, p. 469-471. Legatio ad Nicephorum Phocam, p. 479-489.)。
51
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Among the amusements of the feast, a boy balanced, on his forehead, a pike, or pole, twenty-four feet long, with a cross bar of two cubits a little below the top. Two boys, naked, though cinctured, (campestrati,) together, and singly, climbed, stood, played, descended, &c., ita me stupidum reddidit: utrum mirabilius nescio, (p. 470.) At another repast a homily of Chrysostom on the Acts of the Apostles was read elata voce non Latine, (p. 483.)
宴席间的余兴节目中,有一男孩用额头顶着一根二十四英尺长的矛(或杆),杆顶稍下处横着一根两腕尺长的横木。两个赤身却系着围裆(campestrati)的男孩,或双双、或单独地攀爬、站立、嬉戏、滑下,如此等等,ita me stupidum reddidit: utrum mirabilius nescio(弄得我目瞪口呆,简直分不清哪一样更叫人称奇,第470页)。另一次进餐时,有人 elata voce non Latine(用非拉丁语高声)诵读了克里索斯托一篇讲解《使徒行传》的讲道辞(第483页)。
52
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Gala is not improbably derived from Cala, or Caloat, in Arabic a robe of honor, (Reiske, Not. in Ceremon. p. 84.)
Gala(盛装)一词,很可能源自阿拉伯语的 Cala 或 Caloat,意即荣袍(赖斯克《〈典仪论〉注》,Not. in Ceremon. p. 84)。
53
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It is explained, (Codin, c. 7. Ducange, Gloss. Graec. tom. i. p. 1199.)
此语另有解说(Codin, c. 7. Ducange, Gloss. Graec. tom. i. p. 1199.)。
54
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(Ceremon. c. 75, p. 215.) The want of the Latin ‘V’ obliged the Greeks to employ their ‘beta’; nor do they regard quantity. Till he recollected the true language, these strange sentences might puzzle a professor.
(Ceremon. c. 75, p. 215.)希腊语中没有拉丁字母“V”,只得以其“β”(beta)代之,且不理会音节的长短。这些古怪的句子,若非先想起原本是哪种语言,只怕连教授也要犯难。
55
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(Codin.p. 90.) I wish he had preserved the words, however corrupt, of their English acclamation.
(Codin. p. 90.)但愿他把那句英语颂词的原文——哪怕已讹误不堪——也一并保存下来才好。
56
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For all these ceremonies, see the professed work of Constantine Porphyrogenitus with the notes, or rather dissertations, of his German editors, Leich and Reiske. For the rank of standing courtiers, p. 80, not. 23, 62; for the adoration, except on Sundays, p. 95, 240, not. 131; the processions, p. 2, &c., not. p. 3, &c.; the acclamations passim not. 25 &c.; the factions and Hippodrome, p. 177-214, not. 9, 93, &c.; the Gothic games, p. 221, not. 111; vintage, p. 217, not 109: much more information is scattered over the work.
关于所有这些仪节,参见君士坦丁·波菲罗格尼图斯的专著,及其德国编订者莱希与赖斯克所作的注释——或者不如说是长篇论说。侍立朝臣的班次,见 p. 80, not. 23, 62;除礼拜日外的朝拜之礼,见 p. 95, 240, not. 131;巡行仪仗,见 p. 2 及以下,注见 p. 3 及以下;欢呼颂词,全书各处,not. 25 等;党派与竞技场,见 p. 177-214, not. 9, 93 等;哥特竞技,见 p. 221, not. 111;葡萄收获祭,见 p. 217, not. 109;书中各处尚散见许多其他资料。
57
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Et privato Othoni et nuper eadem dicenti nota adulatio, (Tacit. Hist. 1,85.)
Et privato Othoni et nuper eadem dicenti nota adulatio(这套阿谀,奥托身为平民、且不久前还亲口说过同样的话时,早已见惯——塔西佗《历史》第一卷,85)。
58
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The xiiith chapter, de Administratione Imperii, may be explained and rectified by the Familiae Byzantinae of Ducange.
《帝国行政论》(de Administratione Imperii)第十三章,可借杜康热的《拜占庭诸家族》(Familiae Byzantinae)加以阐明与订正。
59
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Sequiturque nefas Aegyptia conjux, (Virgil, Aeneid, viii. 688.) Yet this Egyptian wife was the daughter of a long line of kings. Quid te mutavit (says Antony in a private letter to Augustus) an quod reginam ineo? Uxor mea est, (Sueton. in August. c. 69.) Yet I much question (for I cannot stay to inquire) whether the triumvir ever dared to celebrate his marriage either with Roman or Egyptian rites.
Sequiturque nefas Aegyptia conjux(“随之而来的祸端,是那埃及妻子”——维吉尔《埃涅阿斯纪》第八卷688行)。然而这位埃及妻子,却出自一支绵长的王族世系。安东尼在给奥古斯都的一封私信中说:Quid te mutavit an quod reginam ineo? Uxor mea est(“什么事让你变了脸色?难道因为我与一位女王同床?她是我的妻子”——苏埃托尼乌斯《奥古斯都传》第69节)。不过我颇为怀疑(因无暇细究):这位三头之一,究竟可曾胆敢按罗马或埃及的礼仪,公然为这桩婚事举行过婚礼。
60
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Berenicem invitus invitam dimisit, (Suetonius in Tito, c. 7.) Have I observed elsewhere, that this Jewish beauty was at this time above fifty years of age? The judicious Racine has most discreetly suppressed both her age and her country.
Berenicem invitus invitam dimisit(“他违背己愿,将同样不愿的贝勒尼刻遣走”——苏埃托尼乌斯《提图斯传》第7节)。我可曾在别处提起,这位犹太美人此时已年过五旬?明达的拉辛极其审慎,把她的年龄与国籍都一并略去了。
61
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Constantine was made to praise the the Franks, with whom he claimed a private and public alliance. The French writers (Isaac Casaubon in Dedicat. Polybii) are highly delighted with these compliments.
君士坦丁被安排去称颂法兰克人,并声称自己与他们有着私谊与邦交。法国作家们(伊萨克·卡索邦《波利比乌斯题献》)对这些溢美之词大为欢喜。
62
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Constantine Porphyrogenitus (de Administrat. Imp. c. 36) exhibits a pedigree and life of the illustrious King Hugo. A more correct idea may be formed from the Criticism of Pagi, the Annals of Muratori, and the Abridgment of St. Marc, A.D. 925-946.
君士坦丁·波菲罗格尼图斯(de Administrat. Imp. c. 36)列出了显赫的胡果国王的家系与生平。若要得一更确切的了解,可参看帕吉的《考订》、穆拉托里的《编年史》,以及圣马尔克的《节略》,涵盖公元925至946年。
63
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After the mention of the three goddesses, Luitprand very naturally adds, et quoniam non rex solus iis abutebatur, earum nati ex incertis patribus originera ducunt, (Hist. l. iv. c. 6: ) for the marriage of the younger Bertha, see Hist. l. v. c. 5; for the incontinence of the elder, dulcis exercipio Hymenaei, l. ii. c. 15; for the virtues and vices of Hugo, l. iii. c. 5. Yet it must not be forgot, that the bishop of Cremona was a lover of scandal.
提到这三位女神之后,柳特普兰德很自然地补上一句:et quoniam non rex solus iis abutebatur, earum nati ex incertis patribus originem ducunt(“因为享用她们的并非国王一人,故她们所生的孩子,父系皆无从确认”,Hist. l. iv. c. 6)。关于小贝尔塔的婚事,见 Hist. l. v. c. 5;关于老贝尔塔的淫纵,dulcis exercitio Hymenaei(“沉湎于婚床之欢”),l. ii. c. 15;关于胡果的德行与恶习,见 l. iii. c. 5。不过切莫忘记,这位克雷莫纳主教本就是个爱说人闲话的。
64
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Licet illa Imperatrix Graeca sibi et aliis fuisset satis utilis, et optima, &c., is the preamble of an inimical writer, apud Pagi, tom. iv. A.D. 989, No. 3. Her marriage and principal actions may be found in Muratori, Pagi, and St. Marc, under the proper years.
Licet illa Imperatrix Graeca sibi et aliis fuisset satis utilis, et optima(“纵然那位希腊皇后于己于人都堪称大有裨益、贤良之至”云云),乃是一位怀有敌意的作者的开场白,转引自帕吉,tom. iv. A.D. 989, No. 3。她的婚事与主要事迹,可在穆拉托里、帕吉与圣马尔克的相应年份下查得。
65
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Cedrenus, tom. ii. p. 699. Zonaras, tom. i. p. 221. Elmacin, Hist. Saracenica, l. iii. c. 6. Nestor apud Levesque, tom. ii. p. 112 Pagi, Critica, A.D. 987, No. 6: a singular concourse! Wolodomir and Anne are ranked among the saints of the Russian church. Yet we know his vices, and are ignorant of her virtues.
Cedrenus, tom. ii. p. 699. Zonaras, tom. i. p. 221. Elmacin, Hist. Saracenica, l. iii. c. 6. Nestor apud Levesque, tom. ii. p. 112. Pagi, Critica, A.D. 987, No. 6:真是难得的众说汇聚!弗拉基米尔与安妮双双列入了俄罗斯教会的圣徒之列。可我们只知道他的种种劣迹,对她的德行却一无所知。
66
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Henricus primus duxit uxorem Scythicam, Russam, filiam regis Jeroslai. An embassy of bishops was sent into Russia, and the father gratanter filiam cum multis donis misit. This event happened in the year 1051. See the passages of the original chronicles in Bouquet’s Historians of France, (tom. xi. p. 29, 159, 161, 319, 384, 481.) Voltaire might wonder at this alliance; but he should not have owned his ignorance of the country, religion, &c., of Jeroslaus—a name so conspicuous in the Russian annals.
Henricus primus duxit uxorem Scythicam, Russam, filiam regis Jeroslai(“亨利一世娶了一位斯基泰的、罗斯的妻子,即雅罗斯拉夫国王之女”)。一个由主教组成的使团被派往罗斯,那位父亲便 gratanter filiam cum multis donis misit(“欣然将女儿连同厚礼送来”)。此事发生在1051年。原始编年史中的有关段落,见布凯《法兰西史家丛书》(tom. xi. p. 29, 159, 161, 319, 384, 481)。伏尔泰或许会对这桩联姻感到诧异;但他实不该自承对雅罗斯拉夫其人的国度、宗教等一无所知——这个名字在俄罗斯编年史中可是赫赫有名的。
67
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A constitution of Leo the Philosopher (lxxviii.) ne senatus consulta amplius fiant, speaks the language of naked despotism.
哲人利奥的一条敕令(第78条),ne senatus consulta amplius fiant(“元老院不得再颁行任何决议”),道出的正是赤裸裸的专制口吻。
68
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Codinus (de Officiis, c. xvii. p. 120, 121) gives an idea of this oath so strong to the church, so weak to the people.
科迪努斯(de Officiis, c. xvii. p. 120, 121)让人得见这道誓言的模样:对教会何其郑重,对百姓却何其空泛。
69
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If we listen to the threats of Nicephorus to the ambassador of Otho, Nec est in mari domino tuo classium numerus. Navigantium fortitudo mihi soli inest, qui eum classibus aggrediar, bello maritimas ejus civitates demoliar; et quae fluminibus sunt vicina redigam in favillam. (Liutprand in Legat. ad Nicephorum Phocam, in Muratori Scriptores Rerum Italicarum, tom. ii. pars i. p. 481.) He observes in another place, qui caeteris praestant Venetici sunt et Amalphitani.
且听尼基弗鲁斯对奥托使节的恫吓:Nec est in mari domino tuo classium numerus. Navigantium fortitudo mihi soli inest, qui eum classibus aggrediar, bello maritimas ejus civitates demoliar; et quae fluminibus sunt vicina redigam in favillam.(“你主君在海上连一支像样的舰队也没有。唯我独擅海上的实力:我要率舰队攻打他,用兵荡平他的沿海城市,把凡近河之地尽数化为灰烬。”柳特普兰德《出使尼基弗鲁斯·福卡斯记》,载穆拉托里《意大利史料汇编》,tom. ii. pars i. p. 481。)他在另一处又说:qui caeteris praestant Venetici sunt et Amalphitani(“其中最出色的,要数威尼斯人和阿马尔菲人”)。
70
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Nec ipsa capiet eum (the emperor Otho) in qua ortus est pauper et pellicea Saxonia: pecunia qua pollemus omnes nationes super eum invitabimus: et quasi Keramicum confringemus, (Liutprand in Legat. p. 487.) The two books, de Administrando Imperio, perpetually inculcate the same policy.
Nec ipsa capiet eum in qua ortus est pauper et pellicea Saxonia: pecunia qua pollemus omnes nationes super eum invitabimus: et quasi Keramicum confringemus(“就连他出生的那个贫瘠而披皮裘的撒克逊,也容不下他〔指奥托皇帝〕:我们要用手中富足的钱财,煽动天下万邦群起攻他,把他像陶罐一样摔个粉碎。”柳特普兰德《出使记》,p. 487)。《帝国行政论》一书两卷,反复灌输的正是这同一套方略。
71
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The xixth chapter of the Tactics of Leo, (Meurs. Opera, tom. vi. p. 825-848,) which is given more correct from a manuscript of Gudius, by the laborious Fabricius, (Bibliot. Graec. tom. vi. p. 372-379,) relates to the Naumachia, or naval war.
利奥《战术》第十九章(Meurs. Opera, tom. vi. p. 825-848),勤勉的法布里丘斯据古迪乌斯的一份抄本作了更精确的校订(Bibliot. Graec. tom. vi. p. 372-379),内容讲的是 Naumachia,即海战。
72
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Even of fifteen and sixteen rows of oars, in the navy of Demetrius Poliorcetes. These were for real use: the forty rows of Ptolemy Philadelphus were applied to a floating palace, whose tonnage, according to Dr. Arbuthnot, (Tables of Ancient Coins, &c., p. 231-236,) is compared as 4 1/2 to 1 with an English 100 gun ship.
围城者德米特里的水师中,甚至有过十五层、十六层桨座的舰船。这些都是真正用于实战的;至于托勒密·费拉德尔弗斯那四十层桨座的巨舰,则只用作一座浮动的宫殿,据阿巴思诺特博士(《古代钱币表》等,p. 231-236)估算,其吨位与一艘英国百炮战舰之比约为四点五比一。
73
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The Dromones of Leo, &c., are so clearly described with two tier of oars, that I must censure the version of Meursius and Fabricius, who pervert the sense by a blind attachment to the classic appellation of Triremes. The Byzantine historians are sometimes guilty of the same inaccuracy.
利奥等人笔下的德罗蒙战船,明明白白记作两层桨座,因此我不得不指摘默尔修斯与法布里丘斯的译本:他们一味拘泥于“三列桨战船”(Triremes)这一古典名号,反把原意曲解了。拜占庭的史家们有时也犯同样的疏误。
74
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Constantin. Porphyrogen. in Vit. Basil. c. lxi. p. 185. He calmly praises the stratagem; but the sailing round Peloponnesus is described by his terrified fancy as a circumnavigation of a thousand miles.
Constantin. Porphyrogen. in Vit. Basil. c. lxi. p. 185. 他平心静气地称许这一妙计;然而绕行伯罗奔尼撒一周,在他惊惧的想象里,却成了一趟千里的环航。
75
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The continuator of Theophanes (l. iv. p. 122, 123) names the successive stations, the castle of Lulum near Tarsus, Mount Argaeus Isamus, Aegilus, the hill of Mamas, Cyrisus, Mocilus, the hill of Auxentius, the sun-dial of the Pharus of the great palace. He affirms that the news were transmitted in an indivisible moment of time. Miserable amplification, which, by saying too much, says nothing. How much more forcible and instructive would have been the definition of three, or six, or twelve hours!
塞奥法尼斯的续编者(l. iv. p. 122, 123)逐一列出这几座烽燧的名目:塔尔苏斯附近的卢卢姆堡、阿尔盖乌斯山、伊萨姆斯、埃吉卢斯、马马斯之丘、基里苏斯、莫基卢斯、奥克森提乌斯之丘,直到大皇宫法罗斯灯塔上的日晷。他断言消息是在一刹那间、不可分割的瞬息内传到的。可鄙的夸张之词,说得太满,反倒等于什么也没说。若换成“三小时”、“六小时”或“十二小时”这样确切的说法,该有多么有力、多么长见识!
76
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See the Ceremoniale of Constantine Porphyrogenitus, l. ii. c. 44, p. 176-192. A critical reader will discern some inconsistencies in different parts of this account; but they are not more obscure or more stubborn than the establishment and effectives, the present and fit for duty, the rank and file and the private, of a modern return, which retain in proper hands the knowledge of these profitable mysteries.
参见君士坦丁·波菲罗格尼图斯的《典仪论》(Ceremoniale),l. ii. c. 44, p. 176-192。细心的读者会发现,这段叙述前后几处彼此抵牾;但这些矛盾之处,其实并不比一份现代军队报表更晦涩、更难缠——那报表上“编制额”与“实有员额”、“在册人数”与“堪用人数”、“士兵总数”与“列兵人数”之类,也只有经手的行家才通晓其中这门生财的门道。
77
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See the fifth, sixth, and seventh chapters, and, in the Tactics of Leo, with the corresponding passages in those of Constantine.
参见利奥《战术》第五、六、七章,以及君士坦丁《战术》中相对应的各段。
78
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(Leo, Tactic. p. 581 Constantin. p 1216.) Yet such were not the maxims of the Greeks and Romans, who despised the loose and distant practice of archery.
(Leo, Tactic. p. 581. Constantin. p. 1216.)然而古希腊人与罗马人却不以此为训,他们向来鄙薄弓射这种松散而远距的打法。
79
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Compare the passages of the Tactics, p. 669 and 721, and the xiith with the xviiith chapter.
可比对《战术》第669页与第721页两处,以及第十二章与第十八章。
80
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In the preface to his Tactics, Leo very freely deplores the loss of discipline and the calamities of the times, and repeats, without scruple, (Proem. p. 537,) the reproaches, nor does it appear that the same censures were less deserved in the next generation by the disciples of Constantine.
利奥在其《战术》的序言中,毫不讳言地痛惜军纪的败坏与时局的多难,并直言不讳地一再重复这些责难(Proem. p. 537);而到了下一代,君士坦丁的门徒们看来也同样当得起这些指摘。
81
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See in the Ceremonial (l. ii. c. 19, p. 353) the form of the emperor’s trampling on the necks of the captive Saracens, while the singers chanted, “Thou hast made my enemies my footstool!” and the people shouted forty times the kyrie eleison.
《典仪论》(l. ii. c. 19, p. 353)载有这样一套仪式:皇帝踩踏被俘萨拉森人的脖颈,歌手同时咏唱“你已使我的仇敌作我的脚凳!”,民众则高呼四十遍 kyrie eleison(“主啊,怜悯我们”)。
82
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Leo observes (Tactic. p. 668) that a fair open battle against any nation whatsoever: the words are strong, and the remark is true: yet if such had been the opinion of the old Romans, Leo had never reigned on the shores of the Thracian Bosphorus.
利奥有言(Tactic. p. 668),告诫说切不可与任何民族作堂堂正正的正面决战:其辞甚厉,其见也确;然而假使古罗马人当年也持此论,利奥又怎能君临色雷斯博斯普鲁斯海峡之滨。
83
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Zonaras (tom. ii. l. xvi. p. 202, 203) and Cedrenus, (Compend p. 668,) who relate the design of Nicephorus, most unfortunately apply the epithet to the opposition of the patriarch.
佐纳拉斯(tom. ii. l. xvi. p. 202, 203)与塞德雷努斯(Compend. p. 668)记述了尼基弗鲁斯的这一打算,却极不恰当地把那褒扬之词,加在了牧首的反对一方身上。
84
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The xviith chapter of the tactics of the different nations is the most historical and useful of the whole collection of Leo. The manners and arms of the Saracens (Tactic. p. 809-817, and a fragment from the Medicean Ms. in the preface of the vith volume of Meursius) the Roman emperor was too frequently called upon to study.
论列各民族的《战术》第十七章,是利奥整部文集中最富史料价值、也最有用的一章。萨拉森人的习俗与兵器(Tactic. p. 809-817,另有默尔修斯第六卷序言中转录的一份美第奇抄本残篇),罗马皇帝可是不得不时时加以研习。
85
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Leon. Tactic. p. 809.
Leon. Tactic. p. 809.(利奥《战术》,第809页。)
86
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Liutprand (p. 484, 485) relates and interprets the oracles of the Greeks and Saracens, in which, after the fashion of prophecy, the past is clear and historical, the future is dark, enigmatical, and erroneous. From this boundary of light and shade an impartial critic may commonly determine the date of the composition.
柳特普兰德(p. 484, 485)记述并诠释了希腊人与萨拉森人的种种神谕;一如预言的惯常套路,其中对过往之事清晰而合乎史实,对未来之事则晦暗、隐秘而多有谬误。凭着这道明暗交界之处,公正的评家通常便能判定该篇撰作的年代。
87
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The sense of this distinction is expressed by Abulpharagius (Dynast. p. 2, 62, 101;) but I cannot recollect the passage in which it is conveyed by this lively apothegm.
这一分别的意思,阿布·法拉杰(Dynast. p. 2, 62, 101)也表达过;只是我一时想不起,究竟是在哪一段里,他用这句生动的格言道出了它。