Chapter LXIX: State Of Rome From The Twelfth Century.—Part II. 第六十九章 十二世纪以降的罗马状况——第二节
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Yet the courage of Arnold was not devoid of discretion: he was protected, and had perhaps been invited, by the nobles and people; and in the service of freedom, his eloquence thundered over the seven hills. Blending in the same discourse the texts of Livy and St. Paul, uniting the motives of gospel, and of classic, enthusiasm, he admonished the Romans, how strangely their patience and the vices of the clergy had degenerated from the primitive times of the church and the city. He exhorted them to assert the inalienable rights of men and Christians; to restore the laws and magistrates of the republic; to respect the name of the emperor; but to confine their shepherd to the spiritual government of his flock. 26 Nor could his spiritual government escape the censure and control of the reformer; and the inferior clergy were taught by his lessons to resist the cardinals, who had usurped a despotic command over the twenty-eight regions or parishes of Rome. 27 The revolution was not accomplished without rapine and violence, the diffusion of blood and the demolition of houses: the victorious faction was enriched with the spoils of the clergy and the adverse nobles. Arnold of Brescia enjoyed, or deplored, the effects of his mission: his reign continued above ten years, while two popes, Innocent the Second and Anastasius the Fourth, either trembled in the Vatican, or wandered as exiles in the adjacent cities. They were succeeded by a more vigorous and fortunate pontiff. Adrian the Fourth, 28 the only Englishman who has ascended the throne of St. Peter; and whose merit emerged from the mean condition of a monk, and almost a beggar, in the monastery of St. Albans. On the first provocation, of a cardinal killed or wounded in the streets, he cast an interdict on the guilty people; and from Christmas to Easter, Rome was deprived of the real or imaginary comforts of religious worship. The Romans had despised their temporal prince: they submitted with grief and terror to the censures of their spiritual father: their guilt was expiated by penance, and the banishment of the seditious preacher was the price of their absolution. But the revenge of Adrian was yet unsatisfied, and the approaching coronation of Frederic Barbarossa was fatal to the bold reformer, who had offended, though not in an equal degree, the heads of the church and state. In their interview at Viterbo, the pope represented to the emperor the furious, ungovernable spirit of the Romans; the insults, the injuries, the fears, to which his person and his clergy were continually exposed; and the pernicious tendency of the heresy of Arnold, which must subvert the principles of civil, as well as ecclesiastical, subordination. Frederic was convinced by these arguments, or tempted by the desire of the Imperial crown: in the balance of ambition, the innocence or life of an individual is of small account; and their common enemy was sacrificed to a moment of political concord. After his retreat from Rome, Arnold had been protected by the viscounts of Campania, from whom he was extorted by the power of Cæsar: the præfect of the city pronounced his sentence: the martyr of freedom was burned alive in the presence of a careless and ungrateful people; and his ashes were cast into the Tyber, lest the heretics should collect and worship the relics of their master. 29 The clergy triumphed in his death: with his ashes, his sect was dispersed; his memory still lived in the minds of the Romans. From his school they had probably derived a new article of faith, that the metropolis of the Catholic church is exempt from the penalties of excommunication and interdict. Their bishops might argue, that the supreme jurisdiction, which they exercised over kings and nations, more especially embraced the city and diocese of the prince of the apostles. But they preached to the winds, and the same principle that weakened the effect, must temper the abuse, of the thunders of the Vatican.
然而,阿诺德虽有胆识,却不失审慎:贵族与平民庇护着他,或许当初正是他们把他请来的;他为自由奔走,雄辩的声浪响彻七丘之上。他在同一篇讲辞里把李维与圣保罗的文句糅为一体,将福音的激情与古典的热忱熔于一炉,向罗马人痛陈:无论是他们逆来顺受的忍耐,还是教士阶层的种种败德,较之教会与本城的原初时代,都已堕落到何等离奇的地步。他劝勉罗马人挺身维护身为人、身为基督徒都不可让渡的权利;重建共和国的法律与官长;对皇帝则只须尊崇其名号,却要把他们的牧者约束在对其羊群的属灵治理之内。26 然而,即便是教宗对属灵事务的治理,也逃不过这位改革者的指摘与钳制;下层教士受了他的教诲,学会抗拒枢机主教——正是这些枢机僭据专断之权,把罗马的二十八个区、亦即二十八个教区,都攥在自己手里。27 这场变革之成,少不了劫掠与暴行、血流成河、屋舍被夷:得胜的一派靠着劫来的教产以及敌对贵族的财物,个个中饱私囊。布雷西亚的阿诺德,或欣然、或痛惜地目睹自己使命所结出的果实:他当权前后逾十年,其间两位教宗——英诺森二世与阿纳斯塔修斯四世——不是在梵蒂冈里瑟瑟发抖,便是流亡于邻近城邑、辗转飘零。继他们而立的,是一位更有魄力、也更为幸运的教宗——阿德里安四世,28 登上圣彼得宝座者中唯一的英格兰人。他出身寒微,本是圣奥尔本斯修道院里一名近乎行乞的修士,全凭自身的才德脱颖而出。有一名枢机主教在街头遇袭、或死或伤——头一回受此挑衅,他便对这有罪的民众下了禁罚令;自圣诞至复活节,罗马人被剥夺了宗教礼拜所带来的慰藉,无论那慰藉是真是幻。罗马人向来蔑视自己的世俗君主;可是面对属灵之父的谴责,他们却悲惧交加、俯首听命。他们以苦修赎清了罪愆,而放逐那位煽动人心的传道者,便是换取赦罪的代价。然而阿德里安的复仇之心仍未餍足;腓特烈·巴巴罗萨加冕在即,这对那胆大包天的改革者而言正是杀身之祸——他毕竟触怒了教、俗两方的首脑,尽管开罪的深浅并不相等。在维泰博的会晤中,教宗向皇帝历数罗马人狂暴难驯的秉性,历数自己及麾下教士终日所受的侮辱、伤害与惊惧,更点出阿诺德异端的流毒之害:这套主张必将同时颠覆世俗与教会两重秩序的服从根基。腓特烈或是为这番说辞所折服,或是为觊觎帝国皇冠所诱:在野心的天平上,一个人的清白与性命本轻如鸿毛;于是,为换取一时的政治和睦,两人便把共同的敌人拿去作了牺牲。阿诺德撤离罗马后,一直受坎帕尼亚诸子爵的庇护,恺撒终以威势把他从这些人手中硬索了出来;城市长官宣读了对他的判决;这位为自由殉难的人被活活烧死,围观的民众却漠然无动、忘恩负义;他的骨灰被抛入台伯河,免得那些异端信徒把恩师的遗骸收殓起来加以崇拜。29 教士阶层为他的死而额手称庆;骨灰既散,他的教派也随之瓦解;但在罗马人心里,对他的怀念仍未泯灭。罗马人多半正是从他的学说里领受了一条新的信条:大公教会的这座都城,不受绝罚与禁罚令的惩处。罗马的主教们兴许会辩称:他们对列王与万邦所握有的最高裁判之权,理应尤其涵盖使徒之首所在的这座城市及其教区。然而他们不过是对着风说教;同一条道理,既削弱了梵蒂冈雷霆之威的效力,也势必抑制其滥用。
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The love of ancient freedom has encouraged a belief that as early as the tenth century, in their first struggles against the Saxon Othos, the commonwealth was vindicated and restored by the senate and people of Rome; that two consuls were annually elected among the nobles, and that ten or twelve plebeian magistrates revived the name and office of the tribunes of the commons. 30 But this venerable structure disappears before the light of criticism. In the darkness of the middle ages, the appellations of senators, of consuls, of the sons of consuls, may sometimes be discovered. 31 They were bestowed by the emperors, or assumed by the most powerful citizens, to denote their rank, their honors, 32 and perhaps the claim of a pure and patrician descent: but they float on the surface, without a series or a substance, the titles of men, not the orders of government; 33 and it is only from the year of Christ one thousand one hundred and forty-four that the establishment of the senate is dated, as a glorious æra, in the acts of the city. A new constitution was hastily framed by private ambition or popular enthusiasm; nor could Rome, in the twelfth century, produce an antiquary to explain, or a legislator to restore, the harmony and proportions of the ancient model. The assembly of a free, of an armed, people, will ever speak in loud and weighty acclamations. But the regular distribution of the thirty-five tribes, the nice balance of the wealth and numbers of the centuries, the debates of the adverse orators, and the slow operations of votes and ballots, could not easily be adapted by a blind multitude, ignorant of the arts, and insensible of the benefits, of legal government. It was proposed by Arnold to revive and discriminate the equestrian order; but what could be the motive or measure of such distinction? 34 The pecuniary qualification of the knights must have been reduced to the poverty of the times: those times no longer required their civil functions of judges and farmers of the revenue; and their primitive duty, their military service on horseback, was more nobly supplied by feudal tenures and the spirit of chivalry. The jurisprudence of the republic was useless and unknown: the nations and families of Italy who lived under the Roman and Barbaric laws were insensibly mingled in a common mass; and some faint tradition, some imperfect fragments, preserved the memory of the Code and Pandects of Justinian. With their liberty the Romans might doubtless have restored the appellation and office of consuls; had they not disdained a title so promiscuously adopted in the Italian cities, that it has finally settled on the humble station of the agents of commerce in a foreign land. But the rights of the tribunes, the formidable word that arrested the public counsels, suppose or must produce a legitimate democracy. The old patricians were the subjects, the modern barons the tyrants, of the state; nor would the enemies of peace and order, who insulted the vicar of Christ, have long respected the unarmed sanctity of a plebeian magistrate. 35
出于对古代自由的向往,人们一度相信:早在十世纪,罗马人初次奋起反抗撒克逊诸奥托之时,元老院与罗马人民便已使共和政体重获伸张、得以复兴;据说每年从贵族中选出两名执政官,又有十来名、乃至十二名平民出身的官长,恢复了平民保民官的名号与职守。30 然而,这座令人肃然的殿堂,一经考据之光照射便烟消云散。在中世纪的幽暗里,元老、执政官、执政官之子一类的称号,偶尔尚能寻见。31 这些称号,或由皇帝授予,或由势力最大的市民自行僭称,用以标示身份、荣衔,32 或许还借以夸耀血统之纯正高贵;但它们只浮于表面,既无一脉相承的世系,也无实质可言,不过是个人的头衔,而非政府的建制;33 直到公元1144年,元老院的确立才作为一个光辉的纪元,被载入本城的公文档册。一部新的政制,在私人野心与民众狂热的推动下仓促成形;而十二世纪的罗马,既拿不出一位古物学家来阐明古制的和谐匀称,也找不出一位立法者来将其恢复。一群自由而持械的民众聚在一处,永远只会以喧腾而有力的欢呼来表达己意。但要把三十五个部族有条不紊地划分开来,要在各百人队之间精细地权衡财力与人数,要让针锋相对的演说家展开辩论,还要经由投票与计票这套缓慢的程序——凡此种种,一群盲目的群氓既不谙合法政制的门道,也体味不到它的好处,是断难施行的。阿诺德曾提议重振骑士阶层、使之自成一等;可是,如此区别的用意何在、又当以何为准绳呢?34 骑士的资财门槛,势必已随时世的贫困而降到极低;那个时代既不再需要他们充任法官、承包税赋这类民政职务,而他们最初的本分——披甲骑乘、执干戈以卫社稷——如今更由采邑封授与骑士精神更为体面地承担了起来。共和国的那套法理,早已无用而无人通晓;意大利的各族群、各家族,本来分别生活在罗马法与蛮族法之下,如今却在不知不觉间融汇为浑然一体;查士丁尼的《法典》与《学说汇纂》,唯赖若干依稀的口传、几片残缺的断简,才得以留存在人们的记忆里。罗马人既已重获自由,本无疑也能一并恢复执政官的名号与职任;只是他们不屑于此——这个称号在意大利各城邦被滥用得太泛,末了竟落到卑微之处,成了在异邦料理商务的代办者之名。至于保民官之权——那个足以叫停一切公议的可畏字眼——则要么以一个合法的民主政体为前提,要么必然催生出这样一个政体。昔日的贵族,是国家的臣属;当今的男爵,则是国家的暴君;那些扰乱太平秩序、连基督的代理人都敢加以侮慢的人,又岂会长久敬重一位手无寸铁的平民官长那点神圣不可侵犯的身份呢?35
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In the revolution of the twelfth century, which gave a new existence and æra to Rome, we may observe the real and important events that marked or confirmed her political independence. I. The Capitoline hill, one of her seven eminences, 36 is about four hundred yards in length, and two hundred in breadth. A flight of a hundred steps led to the summit of the Tarpeian rock; and far steeper was the ascent before the declivities had been smoothed and the precipices filled by the ruins of fallen edifices. From the earliest ages, the Capitol had been used as a temple in peace, a fortress in war: after the loss of the city, it maintained a siege against the victorious Gauls, and the sanctuary of the empire was occupied, assaulted, and burnt, in the civil wars of Vitellius and Vespasian. 37 The temples of Jupiter and his kindred deities had crumbled into dust; their place was supplied by monasteries and houses; and the solid walls, the long and shelving porticos, were decayed or ruined by the lapse of time. It was the first act of the Romans, an act of freedom, to restore the strength, though not the beauty, of the Capitol; to fortify the seat of their arms and counsels; and as often as they ascended the hill, the coldest minds must have glowed with the remembrance of their ancestors. II. The first Cæsars had been invested with the exclusive coinage of the gold and silver; to the senate they abandoned the baser metal of bronze or copper: 38 the emblems and legends were inscribed on a more ample field by the genius of flattery; and the prince was relieved from the care of celebrating his own virtues. The successors of Diocletian despised even the flattery of the senate: their royal officers at Rome, and in the provinces, assumed the sole direction of the mint; and the same prerogative was inherited by the Gothic kings of Italy, and the long series of the Greek, the French, and the German dynasties. After an abdication of eight hundred years, the Roman senate asserted this honorable and lucrative privilege; which was tacitly renounced by the popes, from Paschal the Second to the establishment of their residence beyond the Alps. Some of these republican coins of the twelfth and thirteenth centuries are shown in the cabinets of the curious. On one of these, a gold medal, Christ is depictured holding in his left hand a book with this inscription: “The vow of the Roman senate and people: Rome the capital of the world;” on the reverse, St. Peter delivering a banner to a kneeling senator in his cap and gown, with the name and arms of his family impressed on a shield. 39 III. With the empire, the præfect of the city had declined to a municipal officer; yet he still exercised in the last appeal the civil and criminal jurisdiction; and a drawn sword, which he received from the successors of Otho, was the mode of his investiture and the emblem of his functions. 40 The dignity was confined to the noble families of Rome: the choice of the people was ratified by the pope; but a triple oath of fidelity must have often embarrassed the præfect in the conflict of adverse duties. 41 A servant, in whom they possessed but a third share, was dismissed by the independent Romans: in his place they elected a patrician; but this title, which Charlemagne had not disdained, was too lofty for a citizen or a subject; and, after the first fervor of rebellion, they consented without reluctance to the restoration of the præfect. About fifty years after this event, Innocent the Third, the most ambitious, or at least the most fortunate, of the Pontiffs, delivered the Romans and himself from this badge of foreign dominion: he invested the præfect with a banner instead of a sword, and absolved him from all dependence of oaths or service to the German emperors. 42 In his place an ecclesiastic, a present or future cardinal, was named by the pope to the civil government of Rome; but his jurisdiction has been reduced to a narrow compass; and in the days of freedom, the right or exercise was derived from the senate and people. IV. After the revival of the senate, 43 the conscript fathers (if I may use the expression) were invested with the legislative and executive power; but their views seldom reached beyond the present day; and that day was most frequently disturbed by violence and tumult. In its utmost plenitude, the order or assembly consisted of fifty-six senators, 44 the most eminent of whom were distinguished by the title of counsellors: they were nominated, perhaps annually, by the people; and a previous choice of their electors, ten persons in each region, or parish, might afford a basis for a free and permanent constitution. The popes, who in this tempest submitted rather to bend than to break, confirmed by treaty the establishment and privileges of the senate, and expected from time, peace, and religion, the restoration of their government. The motives of public and private interest might sometimes draw from the Romans an occasional and temporary sacrifice of their claims; and they renewed their oath of allegiance to the successor of St. Peter and Constantine, the lawful head of the church and the republic. 45
十二世纪的这场变革,赋予了罗马新的生命与新的纪元;我们不妨审视其间那些真实而重大的事件——正是它们标示或确证了罗马的政治独立。一、卡皮托利山是罗马七丘之一,36 长约四百码,宽约二百码。一道百级石阶通往塔尔佩亚岩的顶端;而在坍塌建筑的瓦砾把斜坡填平、把峭壁堆缓之前,这段登临之路还要陡峭得多。自远古以来,卡皮托利山平时充作神庙、战时充作堡垒:当罗马城陷落之际,它仍据险抵挡了得胜的高卢人的围攻;后来在维泰利乌斯与韦帕芗的内战中,这座帝国的圣所又遭占据、被攻打、终被焚毁。37 朱庇特及其同族诸神的神庙早已化为尘土;原址代之以修道院与民居;那些坚厚的墙垣、绵长而倾斜的柱廊,也随着岁月流逝而朽坏、倾颓。罗马人所做的头一件事,也是一桩彰显自由的举动,便是修复卡皮托利山——恢复它的坚固,纵然无从恢复它的华美——把这处运筹用兵的要地重新筑成堡垒;而每逢登临此山,就连最冷漠的心,也必因追念先祖而热血激荡。二、最早的几位恺撒独揽了金币与银币的铸造之权;至于青铜或紫铜这类较贱的金属,则任由元老院去铸。38 阿谀之才由此有了更广阔的施展天地,把种种图记与铭文镌刻其上;君主也就省去了自我标榜功德的操劳。戴克里先的后继诸帝,连元老院的奉承也不屑一顾:他们派驻罗马及各行省的皇家官员,独揽了铸币厂的管辖之权;这项特权后来又为意大利的哥特诸王,以及希腊、法兰克、日耳曼历朝历代绵延不绝的王朝所承袭。在放弃这项权利八百年之后,罗马元老院重新主张了这项既荣耀又生利的特权;而历任教宗——自帕斯卡尔二世起,直到他们把驻地迁往阿尔卑斯山以北为止——都对此默然让与、不加争夺。这些共和国钱币中,有一些铸于十二、十三世纪,如今陈列在好古者的珍藏柜中。其中一枚金币上,绘着基督左手持书的形象,书上镌有铭文:“罗马元老院与人民之誓愿:罗马乃世界之都”;钱币背面,则是圣彼得把一面旗帜授予一位跪着的元老,那元老头戴便帽、身着长袍,其家族的名号与纹章铸印在一面盾牌之上。39 三、随着帝国的衰落,城市长官已沦为一名市政官员;然而在终审一级,他仍执掌着民事与刑事的裁判权;一柄出鞘的宝剑,便是他就任的凭信、也是其职权的象征,而这柄剑,是他从奥托诸帝的后继者手中领受的。40 这一尊位只在罗马的贵族门第中授受:由人民推选,再经教宗批准;但那三重效忠的誓约,想必常使城市长官陷于种种彼此抵牾的义务之间,进退两难。41 如今已然独立的罗马人,把这样一名仆役罢黜了——毕竟对他,他们所握有的不过三分之一的份额;他们改选出一位“贵族”来取而代之;然而这一称号,虽连查理曼都不曾不屑一顾,对于一个市民或臣民而言却过于崇高;因此,待到起事之初的热劲一过,他们便毫不勉强地同意让城市长官官复原职。此事之后约五十年,英诺森三世——历任教宗中野心最炽、至少也是运气最佳的一位——把罗马人连同他自己,一并从这具外来统治的枷锁中解脱了出来:他改以一面旗帜、而非一柄宝剑,授予城市长官就职之信,又免除了他对日耳曼皇帝的一切效忠誓约与臣役之责。42 教宗转而委任一名教士——他或已是、或将成为枢机主教——来执掌罗马的民政;不过此人的辖权已缩减到极小的范围;而在自由的年代里,这份权柄无论是名义上的还是实际行使的,皆源出于元老院与人民。四、元老院复兴之后,43 那些“奉召入院的元老”(容我借用这个古语)便被赋予了立法与行政之权;只是他们的眼光鲜少放到眼前这一天以外,而这一天又往往被暴力与骚乱搅得不得安宁。在其鼎盛之时,这一等级、亦即这一议会,由五十六名元老组成,44 其中最显要者另享“参议”之衔;他们大约每年由人民提名一次;而在此之前,先要在每个区、亦即每个教区推选十名选举人——这套办法本可为一部自由而长久的政制奠定根基。历任教宗身处这场风暴,宁肯屈身相就、也不愿硬碰折断,遂以条约确认了元老院的设立及其种种特权,并指望着时间、和平与宗教,终会使自己的治权失而复得。或出于公利、或出于私益,罗马人有时也肯偶一为之、暂且让出自己的主张;他们重新立誓,效忠于圣彼得与君士坦丁的继承人——那位教会与共和国合法的元首。45
¶
The union and vigor of a public council was dissolved in a lawless city; and the Romans soon adopted a more strong and simple mode of administration. They condensed the name and authority of the senate in a single magistrate, or two colleagues; and as they were changed at the end of a year, or of six months, the greatness of the trust was compensated by the shortness of the term. But in this transient reign, the senators of Rome indulged their avarice and ambition: their justice was perverted by the interest of their family and faction; and as they punished only their enemies, they were obeyed only by their adherents. Anarchy, no longer tempered by the pastoral care of their bishop, admonished the Romans that they were incapable of governing themselves; and they sought abroad those blessings which they were hopeless of finding at home. In the same age, and from the same motives, most of the Italian republics were prompted to embrace a measure, which, however strange it may seem, was adapted to their situation, and productive of the most salutary effects. 46 They chose, in some foreign but friendly city, an impartial magistrate of noble birth and unblemished character, a soldier and a statesman, recommended by the voice of fame and his country, to whom they delegated for a time the supreme administration of peace and war. The compact between the governor and the governed was sealed with oaths and subscriptions; and the duration of his power, the measure of his stipend, the nature of their mutual obligations, were defined with scrupulous precision. They swore to obey him as their lawful superior: he pledged his faith to unite the indifference of a stranger with the zeal of a patriot. At his choice, four or six knights and civilians, his assessors in arms and justice, attended the Podesta, 47 who maintained at his own expense a decent retinue of servants and horses: his wife, his son, his brother, who might bias the affections of the judge, were left behind: during the exercise of his office he was not permitted to purchase land, to contract an alliance, or even to accept an invitation in the house of a citizen; nor could he honorably depart till he had satisfied the complaints that might be urged against his government.
在这座无法无天的城市里,公议机构的团结与活力终于涣散瓦解;罗马人不久便改行一种更为刚强、也更为简便的治理方式。他们把元老院的名号与权柄,浓缩到一名长官、或两名同僚身上;由于这些人每满一年、或每满半年便要更替,其所受重托之大,恰以任期之短来加以制衡。然而,就在这短暂的当权期内,罗马的元老们却纵情于贪婪与野心:他们所主持的公道,被家族与党派的私利所扭曲;既然他们只惩治自己的仇敌,那么听命于他们的,也就只有自己的党羽。无政府的乱局再无主教的牧养之责加以调和,终于警醒罗马人:他们并没有自治的能耐;于是,本城里绝望觅不到的种种福祉,他们只得向外邦去寻求。同一时代,出于同样的缘由,意大利大多数共和城邦也纷纷采取了一项举措;这办法乍看虽觉离奇,却切合它们的处境,且收效极其良好。46 它们从某座外邦却友善的城市里,物色一位公正无私的官长——此人须出身高贵、品行无瑕,既是军人又是政治家,由声名与其本邦共同举荐——把和平与战争的最高治理之权,暂且托付于他。治人者与被治者之间的这纸契约,以誓言和签押来定立;他掌权的年限、俸给的多寡、双方义务的性质,无不一一界定,纤悉精确。他们立誓服从他,奉他为合法的上司;他则以信义作保,要把一个局外人的不偏不倚,与一个爱国者的满腔热忱合于一身。由他自己挑选,四名或六名骑士与法学之士充作僚属,在军务与司法上襄助这位 Podesta(首长);47 而他麾下一队体面的仆从与马匹,皆由其自费供养。他的妻子、儿子、兄弟,凡可能左右这位法官情感的人,都得留在原籍;任职期间,他不得购置田产,不得缔结婚姻同盟,甚至不得应邀踏入本城市民之家;而在平息了针对其施政的种种控告之前,他也不能体面地卸任离去。
Notes 注释
26
↩
He advised the Romans,
Consiliis armisque sua moderamina summa
Arbitrio tractare suo: nil juris in hâc re
Pontifici summo, modicum concedere regi
Suadebat populo. Sic læsâ stultus utrâque
Majestate, reum geminæ se fecerat aulæ.
Nor is the poetry of Gunther different from the prose of Otho.
Consiliis armisque sua moderamina summa
Arbitrio tractare suo: nil juris in hâc re
Pontifici summo, modicum concedere regi
Suadebat populo. Sic læsâ stultus utrâque
Majestate, reum geminæ se fecerat aulæ.
Nor is the poetry of Gunther different from the prose of Otho.
他这样劝导罗马人——
Consiliis armisque sua moderamina summa Arbitrio tractare suo: nil juris in hâc re Pontifici summo, modicum concedere regi Suadebat populo. Sic læsâ stultus utrâque Majestate, reum geminæ se fecerat aulæ.(他这样劝导罗马人民:应当凭借自己的谋议、武力与裁断,独自执掌最高的治理之权;在这件事上,对于至高无上的教宗,一分权柄也不让与,对于国王,也只肯略作退让。这个愚妄之徒如此行事,竟同时冒犯了教会与世俗这两重至尊的威严,于是使自己在两座朝廷面前,都成了负罪待判之人。)由此看来,贡特尔笔下的诗句,与奥托笔下的散文,所述并无二致。
Consiliis armisque sua moderamina summa Arbitrio tractare suo: nil juris in hâc re Pontifici summo, modicum concedere regi Suadebat populo. Sic læsâ stultus utrâque Majestate, reum geminæ se fecerat aulæ.(他这样劝导罗马人民:应当凭借自己的谋议、武力与裁断,独自执掌最高的治理之权;在这件事上,对于至高无上的教宗,一分权柄也不让与,对于国王,也只肯略作退让。这个愚妄之徒如此行事,竟同时冒犯了教会与世俗这两重至尊的威严,于是使自己在两座朝廷面前,都成了负罪待判之人。)由此看来,贡特尔笔下的诗句,与奥托笔下的散文,所述并无二致。
27
↩
See Baronius (A.D. 1148, No. 38, 39) from the Vatican MSS. He loudly condemns Arnold (A.D. 1141, No. 3) as the father of the political heretics, whose influence then hurt him in France.
见巴罗尼乌斯(公元1148年,第38、39条),据梵蒂冈手稿。他(公元1141年,第3条)厉声痛斥阿诺德,指其为政治异端之祖;说这类异端的势力,在当时的法国也令他大受掣肘。
28
↩
The English reader may consult the Biographia Britannica, Adrian IV.; but our own writers have added nothing to the fame or merits of their countrymen.
英国读者可参看《不列颠传记》(Biographia Britannica)“阿德里安四世”条;不过我国的作家,对这位同胞的声名与功绩实在别无增益。
29
↩
Besides the historian and poet already quoted, the last adventures of Arnold are related by the biographer of Adrian IV. (Muratori. Script. Rerum Ital. tom. iii. P. i. p. 441, 442.)
除已引述的那位史家与诗人外,阿诺德最后的行止,还见于阿德里安四世的传记作者笔下(穆拉托里《意大利史料汇编》第三卷第一部分,第441、442页)。
30
↩
Ducange (Gloss. Latinitatis Mediæ et Infimæ Ætatis, Decarchones, tom. ii. p. 726) gives me a quotation from Blondus, (Decad. ii. l. ii.:) Duo consules ex nobilitate quotannis fiebant, qui ad vetustum consulum exemplar summærerum præessent. And in Sigonius (de Regno Italiæ, l. v. Opp. tom. ii. p. 400) I read of the consuls and tribunes of the xth century. Both Blondus, and even Sigonius, too freely copied the classic method of supplying from reason or fancy the deficiency of records.
杜康热(《中古及晚期拉丁语辞典》,Decarchones 词条,第二卷第726页)为我引来一段布隆杜斯的文字(《十年史》第二编卷二):Duo consules ex nobilitate quotannis fiebant, qui ad vetustum consulum exemplar summæ rerum præessent(每年从贵族中产生两名执政官,依古代执政官的成例总揽大政)。而在西戈尼乌斯(《意大利王国史》卷五,《文集》第二卷第400页)书中,我读到十世纪也有执政官与保民官之说。布隆杜斯,乃至西戈尼乌斯,都过于随意地沿用了古典史家的做法——凭推理或臆想去填补史料的阙如。
31
↩
In the panegyric of Berengarius (Muratori, Script. Rer. Ital. tom. ii. P. i. p. 408) a Roman is mentioned as consulis natus in the beginning of the xth century. Muratori (Dissert. v.) discovers, in the years 952 and 956, Gratianus in Dei nomine consul et dux, Georgius consul et dux; and in 1015, Romanus, brother of Gregory VIII., proudly, but vaguely, styles himself consul et dux et omnium Roma norum senator.
在贝伦加里乌斯的颂词里(穆拉托里《意大利史料汇编》第二卷第一部分第408页),提到十世纪初有一位罗马人被称作 consulis natus(执政官之子)。穆拉托里(《研究论集》第五篇)发现,在公元952年与956年,有 Gratianus in Dei nomine consul et dux(格拉提安,奉上帝之名,执政官兼督军)、Georgius consul et dux(乔治,执政官兼督军)之载;而在公元1015年,格列高利八世之弟罗马努斯,则自负而含糊地自称 consul et dux et omnium Romanorum senator(执政官、督军兼全体罗马人的元老)。
32
↩
As late as the xth century, the Greek emperors conferred on the dukes of Venice, Naples, Amalphi, &c., the title of upatoV or consuls, (see Chron. Sagornini, passim;) and the successors of Charlemagne would not abdicate any of their prerogative. But in general the names of consul and senator, which may be found among the French and Germans, signify no more than count and lord, (Signeur, Ducange Glossar.) The monkish writers are often ambitious of fine classic words.
直到十世纪,希腊诸帝仍把 upatoV、即“执政官”的称号,授予威尼斯、那不勒斯、阿马尔菲等地的督军(参见《萨戈尔尼诺编年史》,各处散见);而查理曼的后继者们,也不肯放弃这项特权中的分毫。但一般说来,在法兰克人与日耳曼人当中所见的 consul、senator 二名,其含义无非是“伯爵”与“领主”(Signeur,见杜康热《辞典》)罢了。那些僧侣作家,往往一味贪求古雅的字眼。
33
↩
The most constitutional form is a diploma of Otho III., (A. D 998,) consulibus senatûs populique Romani; but the act is probably spurious. At the coronation of Henry I., A.D. 1014, the historian Dithmar (apud Muratori, Dissert. xxiii.) describes him, a senatoribus duodecim vallatum, quorum sex rasi barbâ, alii prolixâ, mystice incedebant cum baculis. The senate is mentioned in the panegyric of Berengarius, (p. 406.)
形式上最合乎宪制的,是奥托三世的一份诏书(公元998年),其中有 consulibus senatûs populique Romani(罗马元老院与人民之诸执政官)字样;但这份文书多半是伪造的。在亨利一世加冕之时(公元1014年),史家迪特马尔(转引自穆拉托里《研究论集》第二十三篇)如此描述他:a senatoribus duodecim vallatum, quorum sex rasi barbâ, alii prolixâ, mystice incedebant cum baculis(被十二名元老簇拥而立,其中六人剃须、余者蓄长须,皆执杖神秘而行)。贝伦加里乌斯的颂词(第406页)中也提到了元老院。
34
↩
In ancient Rome the equestrian order was not ranked with the senate and people as a third branch of the republic till the consulship of Cicero, who assumes the merit of the establishment, (Plin. Hist. Natur. xxxiii. 3. Beaufort, République Romaine, tom. i. p. 144—155.)
在古罗马,骑士阶层直到西塞罗任执政官之时,才被列为与元老院、人民并立的共和国第三等级;西塞罗自居创立此制之功(普林尼《博物志》第三十三卷第3节;博福尔《罗马共和国》第一卷第144—155页)。
35
↩
The republican plan of Arnold of Brescia is thus stated by Gunther:—
Quin etiam titulos urbis renovare vetustos;
Nomine plebeio secernere nomen equestre,
Jura tribunorum, sanctum reparare senatum,
Et senio fessas mutasque reponere leges.
Lapsa ruinosis, et adhuc pendentia muris
Reddere primævo Capitolia prisca nitori.
But of these reformations, some were no more than ideas, others no more than words.
Quin etiam titulos urbis renovare vetustos;
Nomine plebeio secernere nomen equestre,
Jura tribunorum, sanctum reparare senatum,
Et senio fessas mutasque reponere leges.
Lapsa ruinosis, et adhuc pendentia muris
Reddere primævo Capitolia prisca nitori.
But of these reformations, some were no more than ideas, others no more than words.
布雷西亚的阿诺德那套共和方案,贡特尔有如下的表述:——
Quin etiam titulos urbis renovare vetustos; Nomine plebeio secernere nomen equestre, Jura tribunorum, sanctum reparare senatum, Et senio fessas mutasque reponere leges. Lapsa ruinosis, et adhuc pendentia muris Reddere primævo Capitolia prisca nitori.(他还进一步主张:重新拾起本城那些古老的名衔,把骑士的名分与平民的名分区别开来,恢复保民官的权柄、重新振兴神圣的元老院,并把那些因年深日久而废弛不用、喑哑无声的法律逐一加以更换;还要让那座早已颓圮欲坠、却仍旧悬挂在残墙断壁之上的古老卡皮托利山,重现它太初之时那般的辉光。)然而,在这些所谓的改革之中,有的到头来不过是纸上的空想,有的更只是徒托空言、有名无实罢了。
Quin etiam titulos urbis renovare vetustos; Nomine plebeio secernere nomen equestre, Jura tribunorum, sanctum reparare senatum, Et senio fessas mutasque reponere leges. Lapsa ruinosis, et adhuc pendentia muris Reddere primævo Capitolia prisca nitori.(他还进一步主张:重新拾起本城那些古老的名衔,把骑士的名分与平民的名分区别开来,恢复保民官的权柄、重新振兴神圣的元老院,并把那些因年深日久而废弛不用、喑哑无声的法律逐一加以更换;还要让那座早已颓圮欲坠、却仍旧悬挂在残墙断壁之上的古老卡皮托利山,重现它太初之时那般的辉光。)然而,在这些所谓的改革之中,有的到头来不过是纸上的空想,有的更只是徒托空言、有名无实罢了。
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After many disputes among the antiquaries of Rome, it seems determined, that the summit of the Capitoline hill next the river is strictly the Mons Tarpeius, the Arx; and that on the other summit, the church and convent of Araceli, the barefoot friars of St. Francis occupy the temple of Jupiter, (Nardini, Roma Antica, l. v. c. 11—16. * Note: The authority of Nardini is now vigorously impugned, and the question of the Arx and the Temple of Jupiter revived, with new arguments by Niebuhr and his accomplished follower, M. Bunsen. Roms Beschreibung, vol. iii. p. 12, et seqq.—M.
经过罗马古物学家们的多番争论,如今似乎已成定论:卡皮托利山靠河的那座峰顶,严格说来就是 Mons Tarpeius(塔尔佩亚山),即卫城(the Arx);而在另一座峰顶,圣方济各会的赤足修士所占据的阿拉柯埃利教堂与修院,则坐落在昔日朱庇特神庙的旧址之上(纳尔迪尼《古罗马》卷五第11—16章)。* 编者按:纳尔迪尼之说如今受到有力的驳诘,卫城与朱庇特神庙孰在何处的问题,也由尼布尔及其才学出众的追随者本森先生重新提起,并提出了新的论据。见《罗马城志》(Roms Beschreibung)第三卷第12页及以下。—M
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Tacit. Hist. iii. 69, 70.
塔西佗《历史》第三卷,69、70节。
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This partition of the noble and baser metals between the emperor and senate must, however, be adopted, not as a positive fact, but as the probable opinion of the best antiquaries, * (see the Science des Medailles of the Père Joubert, tom. ii. p. 208—211, in the improved and scarce edition of the Baron de la Bastie. * Note: Dr. Cardwell (Lecture on Ancient Coins, p. 70, et seq.) assigns convincing reasons in support of this opinion.—M.
不过,把贵金属与贱金属在皇帝与元老院之间如此划分,不宜当作确凿的事实来看待,只能视为最出色的古物学家们的一种大概推断 (参见儒贝尔神父的《钱币学》第二卷第208—211页,见拉巴斯蒂男爵所出的增订稀见本)。 编者按:卡德韦尔博士(《古钱币讲义》第70页及以下)为这一看法提出了令人信服的理由。—M
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In his xxviith dissertation on the Antiquities of Italy, (tom. ii. p. 559—569,) Muratori exhibits a series of the senatorian coins, which bore the obscure names of Affortiati, Infortiati, Provisini, Paparini. During this period, all the popes, without excepting Boniface VIII, abstained from the right of coining, which was resumed by his successor Benedict XI., and regularly exercised in the court of Avignon.
穆拉托里在其论意大利古物的第二十七篇论文里(第二卷第559—569页),展示了一系列元老院铸币,上面带有 Affortiati、Infortiati、Provisini、Paparini 这些含义晦涩的名目。在此期间,历任教宗——连卜尼法斯八世也不例外——都不行使铸币之权;直到其继任者本笃十一世才重新拾起这项权利,并在阿维尼翁的教廷中经常行使。
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A German historian, Gerard of Reicherspeg (in Baluz. Miscell. tom. v. p. 64, apud Schmidt, Hist. des Allemands, tom. iii. p. 265) thus describes the constitution of Rome in the xith century: Grandiora urbis et orbis negotia spectant ad Romanum pontificem itemque ad Romanum Imperatorem, sive illius vicarium urbis præfectum, qui de suâ dignitate respicit utrumque, videlicet dominum papam cui facit hominum, et dominum imperatorem a quo accipit suæ potestatis insigne, scilicet gladium exertum.
一位日耳曼史家、赖歇尔斯贝格的杰拉德(见巴吕兹《杂纂》第五卷第64页,转引自施密特《日耳曼人史》第三卷第265页),如此描述十一世纪罗马的政制:Grandiora urbis et orbis negotia spectant ad Romanum pontificem itemque ad Romanum Imperatorem, sive illius vicarium urbis præfectum, qui de suâ dignitate respicit utrumque, videlicet dominum papam cui facit hominium, et dominum imperatorem a quo accipit suæ potestatis insigne, scilicet gladium exertum(凡关乎本城与天下的重大事务,皆取决于罗马教宗,以及罗马皇帝、或皇帝在城中的代理人即城市长官;就其尊位而言,城市长官须同时仰承二主,即:向教宗行臣服之礼,又从皇帝手中领受其权力之徽记,亦即那柄出鞘之剑)。
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The words of a contemporary writer (Pandulph. Pisan. in Vit. Paschal. II. p. 357, 358) describe the election and oath of the præfect in 1118, inconsultis patribus.... loca præfectoria.... Laudes præfectoriæ.... comitiorum applausum.... juraturum populo in ambonem sublevant.... confirmari eum in urbe præfectum petunt.
一位同时代作家的记述(比萨的潘杜尔夫《帕斯卡尔二世传》第357、358页)描绘了1118年城市长官的推选与宣誓:inconsultis patribus……loca præfectoria……Laudes præfectoriæ……comitiorum applausum……juraturum populo in ambonem sublevant……confirmari eum in urbe præfectum petunt(未与元老们商议……长官之职位……对长官的赞辞……选举集会的欢呼……众人把即将向人民宣誓的他高举到讲坛之上……请求确认他为本城的长官)。
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Urbis præfectum ad ligiam fidelitatem recepit, et per mantum quod illi donavit de præfecturâ eum publice investivit, qui usque ad id tempus juramento fidelitatis imperatori fuit obligatus et ab eo præfecturæ tenuit honorem, (Gesta Innocent. III. in Muratori, tom. iii. P. i. p. 487.)
Urbis præfectum ad ligiam fidelitatem recepit, et per mantum quod illi donavit de præfecturâ eum publice investivit, qui usque ad id tempus juramento fidelitatis imperatori fuit obligatus et ab eo præfecturæ tenuit honorem(他接受了城市长官的效忠之誓,并借着赐给他的一件长袍,公开授予其长官之职;而此前,这位长官一向立誓效忠于皇帝,其职位的荣衔亦是从皇帝手中领得的)(《英诺森三世行传》,见穆拉托里,第三卷第一部分第487页)。
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See Otho Frising. Chron. vii. 31, de Gest. Frederic. I., l. i. c. 27.
见弗赖辛的奥托《编年史》第七卷第31章,《腓特烈一世功业》卷一第27章。
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Cur countryman, Roger Hoveden, speaks of the single senators, of the Capuzzi family, &c., quorum temporibus melius regebatur Roma quam nunc (A.D. 1194) est temporibus lvi. senatorum, (Ducange, Gloss. tom. vi. p. 191, Senatores.)
我国同胞罗杰·霍维登谈到那些独任的元老,谈到 Capuzzi 家族等等,说 quorum temporibus melius regebatur Roma quam nunc(在他们主政之时,罗马治理得比如今更好)——所谓“如今”(公元1194年),正是五十六名元老(lvi. senatorum)当政之时(杜康热《辞典》第六卷第191页,Senatores 词条)。
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Muratori (dissert. xlii. tom. iii. p. 785—788) has published an original treaty: Concordia inter D. nostrum papam Clementem III. et senatores populi Romani super regalibus et aliis dignitatibus urbis, &c., anno 44º senatûs. The senate speaks, and speaks with authority: Reddimus ad præsens.... habebimus.... dabitis presbetria.... jurabimus pacem et fidelitatem, &c. A chartula de Tenementis Tusculani, dated in the 47th year of the same æra, and confirmed decreto amplissimi ordinis senatûs, acclamatione P. R. publice Capitolio consistentis. It is there we find the difference of senatores consiliarii and simple senators, (Muratori, dissert. xlii. tom. iii. p. 787—789.)
穆拉托里(《研究论集》第四十二篇,第三卷第785—788页)刊布了一份原始条约:Concordia inter D. nostrum papam Clementem III. et senatores populi Romani super regalibus et aliis dignitatibus urbis, &c., anno 44º senatûs(我等之主教宗克莱门特三世与罗马人民之诸元老,就本城的王室权益及其他尊荣所立之和约,等等,时在元老院纪元第44年)。元老院在此发言,且是以权威者的口吻发言:Reddimus ad præsens……habebimus……dabitis presbetria……jurabimus pacem et fidelitatem, &c.(我等现予归还……我等将拥有……尔等将供给圣职俸金……我等将立誓守和平与忠信,等等)。另有一份 chartula de Tenementis Tusculani(关于图斯库卢姆地产的小契据),日期在同一纪元的第47年,并“经元老院最尊贵等级之敕令、以及公开聚集于卡皮托利山的罗马人民之欢呼”加以确认。正是在这份文件里,我们看到 senatores consiliarii(参议元老)与普通元老之别(穆拉托里《研究论集》第四十二篇,第三卷第787—789页)。
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Muratori (dissert. xlv. tom. iv. p. 64—92) has fully explained this mode of government; and the Occulus Pastoralis, which he has given at the end, is a treatise or sermon on the duties of these foreign magistrates.
穆拉托里(《研究论集》第四十五篇,第四卷第64—92页)对这种治理方式作了详尽的阐释;他在文末所附的 Occulus Pastoralis(《牧者之眼》),是一篇论述这类外邦官长职责的专论或讲道文。
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In the Latin writers, at least of the silver age, the title of Potestas was transferred from the office to the magistrate:—
Hujus qui trahitur prætextam sumere mavis;
An Fidenarum Gabiorumque esse Potestas.
Juvenal. Satir. x. 99.11
Hujus qui trahitur prætextam sumere mavis;
An Fidenarum Gabiorumque esse Potestas.
Juvenal. Satir. x. 99.11
在拉丁作家笔下,至少在白银时代的作家笔下,Potestas 这一称号的含义,已从“官职”本身转移到“担任该职的官长”身上:——